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RIA / WealthAdvisorCertified Financial Planner28 years in industry

WESLEY HANES MOSS

Advisor at CAPITAL INVESTMENT ADVISORS, LLC

ATLANTA, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 2
Observed: Jan 29, 1999 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Wesley Hanes Moss

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Wesley Hanes Moss

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 4, 1998
First registration: Jan 29, 1999
Dual registered: no
Other names: WESLEY H MOSS|WES MOSS
IAPD individual key: 3099346

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL INVESTMENT ADVISORS, LLC	Independent wealth	Jul 25, 2011	n/a	yes	ATLANTA, GA	Current employment
WELA STRATEGIES, INC.	Former SEC adviser	Apr 14, 2009	Dec 23, 2025	no	ATLANTA, GA	Previous registration
CAPITAL INVESTMENT ADVISORS LLC	n/a	Feb 26, 2009	Aug 1, 2011	no	ATLANTA, GA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 22, 2003	Feb 24, 2009	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Aug 27, 2003	no	ATLANTA, GA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 29, 1999	Jul 1, 2003	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELA STRATEGIES, INC.	CAPITAL INVESTMENT ADVISORS, LLC	Dec 23, 2025	Jul 25, 2011	-5,265	Firm change after gap	Other
CAPITAL INVESTMENT ADVISORS LLC	WELA STRATEGIES, INC.	Aug 1, 2011	Apr 14, 2009	-839	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	CAPITAL INVESTMENT ADVISORS LLC	Feb 24, 2009	Feb 26, 2009	2	Firm change	Other
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Aug 27, 2003	Aug 22, 2003	-5	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147762:158055:GA:2025-12-23	Dec 23, 2025	Jul 25, 2011	ATLANTA, GA	Firm change after gap

Relationships

Registered with (6)

→ CAPITAL INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 25, 2011 to presentfactForm ADV
→ WELA STRATEGIES, INC.Registered adviserregistration: previous registration
Apr 14, 2009 to Dec 23, 2025factForm ADV
→ CAPITAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Feb 26, 2009 to Aug 1, 2011factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 22, 2003 to Feb 24, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Aug 27, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 29, 1999 to Jul 1, 2003factForm ADV

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
Wesley Hanes Moss left Wela Strategies, Inc. for Capital Investment Advisors, Llc (registered 2011-07-25)
Form ADVobserved 4 days ago