RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• H•••• M•••
- C•••••• I••••••••• A•••••••• L•• independent RIA currentsince Jul 25, 2011 · Atlanta, Ga
- W••• S••••••••• I••• formerApr 14, 2009 to Dec 23, 2025 · Atlanta, Ga
- C•••••• I••••••••• A••••••• L•• unclassifiedFeb 26, 2009 to Aug 1, 2011 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseAug 22, 2003 to Feb 24, 2009 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Aug 27, 2003 · Atlanta, Ga
- P••••••••• E••••• G••••• L•• unclassifiedJan 29, 1999 to Jul 1, 2003 · Atlanta, Ga
- W••• S••••••••• I••• to C•••••• I••••••••• A•••••••• L••left Dec 23, 2025, registered Jul 25, 2011 (-5265 days) · Other · moved with a team
- C•••••• I••••••••• A••••••• L•• to W••• S••••••••• I•••left Aug 1, 2011, registered Apr 14, 2009 (-839 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••• I••••••••• A••••••• L••left Feb 24, 2009, registered Feb 26, 2009 (2 days) · Other
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Aug 27, 2003, registered Aug 22, 2003 (-5 days) · Wirehouse to wirehouse
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- W••••• H•••• M••• left W••• S••••••••• I••• for C•••••• I••••••••• A•••••••• L•• (registered 2011-07-25)Dec 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address