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RIA / WealthAdvisor29 years in industry

Shannon Kathleen McLaughlin

Advisor at ASHTON THOMAS PRIVATE WEALTH

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:e9335d98-7c3b-d737-dbaf-ea0c233c3b9d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jun 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASHTON THOMAS PRIVATE WEALTH
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 10, 1997
First registration: Jun 8, 2005
Dual registered: no
Other names: SHANNON K MCLAUGHLIN|SHANNON KATHLEEN MCLAUGHLIN|SHANNON KATHLEEN WALKER
IAPD individual key: 1518897

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASHTON THOMAS PRIVATE WEALTH	Independent wealth	Sep 3, 2025	n/a	yes	SCOTTSDALE, AZ	Current employment
AMERICANA PARTNERS, LLC	Independent wealth	Apr 25, 2025	Jul 15, 2025	no	Beverly Hills,, CA\|HOUSTON, TX	Previous registration
BOULEVARD FAMILY WEALTH SERVICES, LLC	Former SEC adviser	Sep 7, 2023	Aug 14, 2024	no	BEVERLY HILLS, CA	Previous registration
BOULEVARD FAMILY WEALTH	Former SEC adviser	Jul 7, 2017	May 22, 2025	no	Los Angeles, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 6, 2012	Jul 11, 2017	no	LOS ANGELES, CA\|BEVERLY HILLS, CA	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Mar 20, 2012	Jul 19, 2012	no	LOS ANGELES, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 28, 2012	no	Beverly Hills, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Mar 13, 2007	Jun 1, 2009	no	BEVERLY HILLS, CA	Previous registration
TOWER ASSET MANAGEMENT LLC	n/a	Jun 8, 2005	Oct 10, 2005	no	BEVERLY HILLS, CA	Previous registration
M.L. STERN & CO., LLC.	n/a	Jun 8, 2005	Oct 10, 2005	no	BEVERLY HILLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICANA PARTNERS, LLC	ASHTON THOMAS PRIVATE WEALTH	Jul 15, 2025	Sep 3, 2025	50	Firm change	RIA to RIA
BOULEVARD FAMILY WEALTH	BOULEVARD FAMILY WEALTH SERVICES, LLC	May 22, 2025	Sep 7, 2023	-623	Channel change	Other
BOULEVARD FAMILY WEALTH SERVICES, LLC	AMERICANA PARTNERS, LLC	Aug 14, 2024	Apr 25, 2025	254	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BOULEVARD FAMILY WEALTH	Jul 11, 2017	Jul 7, 2017	-4	Firm change	Wirehouse to new firm
BARCLAYS CAPITAL INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 19, 2012	Jul 6, 2012	-13	Firm change	Other
MORGAN STANLEY	BARCLAYS CAPITAL INC.	Mar 28, 2012	Mar 20, 2012	-8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
M.L. STERN & CO., LLC.	TOWER ASSET MANAGEMENT LLC	Oct 10, 2005	Jun 8, 2005	-124	Firm change after gap	Other
TOWER ASSET MANAGEMENT LLC	CITIGROUP GLOBAL MARKETS INC.	Oct 10, 2005	Mar 13, 2007	519	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
285229:327643:CA:2025-05-22	May 22, 2025	Sep 7, 2023	LOS ANGELES, CA	Firm change after gap
327643:301354:CA:2024-08-14	Aug 14, 2024	Apr 25, 2025	BEVERLY HILLS, CA	Firm change
7691:285229:CA:2017-07-11	Jul 11, 2017	Jul 7, 2017	BEVERLY HILLS, CA	Firm change

Relationships

Registered with (10)

→ ASHTON THOMAS PRIVATE WEALTHRegistered adviserregistration: current employment
Sep 3, 2025 to presentfactForm ADV
→ AMERICANA PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 25, 2025 to Jul 15, 2025factForm ADV
→ BOULEVARD FAMILY WEALTHRegistered adviserregistration: previous registration
Jul 7, 2017 to May 22, 2025factForm ADV
→ BOULEVARD FAMILY WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
Sep 7, 2023 to Aug 14, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 6, 2012 to Jul 11, 2017factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Mar 20, 2012 to Jul 19, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 28, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Mar 13, 2007 to Jun 1, 2009factForm ADV
→ TOWER ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 8, 2005 to Oct 10, 2005factForm ADV
→ M.L. STERN & CO., LLC.Registered adviserregistration: previous registration
Jun 8, 2005 to Oct 10, 2005factForm ADV

Dated events

Occurred
Jul 15, 2025
Advisor changed firm
Shannon Kathleen Mclaughlin left Americana Partners, Llc for Ashton Thomas Private Wealth (registered 2025-09-03)
Form ADVobserved 5 days ago
Occurred
Aug 14, 2024
Advisor changed firm
Shannon Kathleen Mclaughlin left Boulevard Family Wealth Services, Llc for Americana Partners, Llc (registered 2025-04-25)
Form ADVobserved 5 days ago