DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
GLADSTONE, NJ | Gladstone, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• C••••• G•••• A•••• M••••••••• | Independent wealth | Jan 22, 2025 | n/a | yes | GLADSTONE, NJ | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Nov 21, 2024 | n/a | yes | Gladstone, NJ | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• A••••••• | C••••• I••••••••• A••••••• L•• | Oct 22, 2024 | Nov 21, 2024 | 30 | Firm change | Ibd to ibd |
| L•••••• I••••••••• | C•••••• A••••••• | Oct 22, 2024 | Jan 7, 2021 |
| C•••••• A••••••• |
| Bd affiliated wealth |
| Jan 7, 2021 |
| Oct 22, 2024 |
| no |
| Fort Washington, PA|Boonton, NJ |
| Previous registration |
| L•••••• I••••••••• | Independent wealth | Jan 7, 2021 | Oct 22, 2024 | no | PALM BEACH GARDENS, FL|Fort Washington, PA|Boonton, NJ | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Mar 19, 2019 | Dec 11, 2020 | no | NORTH KINGSTOWN, RI|DEEP RIVER, CT|EAST GREENWICH, RI|NARRAGANSETT, RI|BRIDGEPORT, CT | Previous registration |
| Firm change after gap |
| RIA to ibd |
| C••••••• S••••••••• I••• | L•••••• I••••••••• | Dec 11, 2020 | Jan 7, 2021 | 27 | Firm change | Ibd to ibd |