DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• T••••

C••••• I••••••••• A••••••• L••BD affiliatedGladstone, Nj dual registrantIAPD 6788996

Feed of 09/15/2026

Also filed as Zach T••••

At current firm

1 y

since Nov 21, 2024

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Financial Advisorreportedprivateclientgroupam.comfirm site, Sep 16, 2026
Business email: z••••••t@p••••••c•••••groupam.comreportedprivateclientgroupam.comfirm site, Sep 16, 2026
Direct business phone: 908-719-3024reportedprivateclientgroupam.comfirm site, Sep 16, 2026
Professional profile: privateclientgroupam.com/team/zachary-tombsreportedprivateclientgroupam.comfirm site, Sep 16, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

P•••••• C••••• G•••• A•••• M••••••••• independent RIA current
since Jan 22, 2025 · Gladstone, Nj
C••••• I••••••••• A••••••• L•• BD affiliated current
since Nov 21, 2024 · Gladstone, Nj
C•••••• A••••••• BD affiliated
Jan 7, 2021 to Oct 22, 2024 · Fort Washington, Pa
L•••••• I••••••••• independent RIA
Jan 7, 2021 to Oct 22, 2024 · Palm Beach Gardens, Fl
C••••••• S••••••••• I••• BD affiliated
Mar 19, 2019 to Dec 11, 2020 · North Kingstown, Ri

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• to C••••• I••••••••• A••••••• L••
left Oct 22, 2024, registered Nov 21, 2024 (30 days) · Affiliated broker-dealer or bank to another
L•••••• I••••••••• to C•••••• A•••••••
left Oct 22, 2024, registered Jan 7, 2021 (-1384 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to L•••••• I•••••••••
left Dec 11, 2020, registered Jan 7, 2021 (27 days) · Affiliated broker-dealer or bank to another

Signals

Z•••••• T•••• left C•••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2024-11-21)
Oct 22, 2024 · Advisor changed firm · fact
Z•••••• T•••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2021-01-07)
Oct 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address