DFX Intelligence

J••••••• A••• E••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J••••••• A••• E••••• C••••••

Advisor at G•••• C••••••• L••

TACOMA, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7bedffe1-c8bb-f9f1-d5fe-e59a917654f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• C••••••• L••	Independent wealth	Apr 16, 2019	n/a	yes	TACOMA, WA	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 20, 2011	Apr 24, 2019	no	TACOMA, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	G•••• C••••••• L••	Apr 24, 2019	Apr 16, 2019	-8	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Apr 25, 2011	Apr 20, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:300609:WA:2019-04-24	Apr 24, 2019	Apr 16, 2019	TACOMA, WA	Firm change

Relationships

Registered with (5)

→ G•••• C••••••• L••Registered adviserregistration: current employment
Apr 16, 2019 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 20, 2011 to Apr 24, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 25, 2007 to Apr 25, 2011factForm ADV
→ M••••• S•••••• D• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7bedffe1-c8bb-f9f1-d5fe-e59a917654f4
First observed: Apr 19, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.