DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Steven John Liebzeit

Advisor at EFS ADVISORS

CAMBRIDGE, MN | Taylors, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c69a8de-46c4-4ae3-a184-92aac4d239d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EFS ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 24
Exams: S66|S63
First exam: Aug 23, 1993
First registration: Nov 9, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 2378619

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVANCED ADVISOR GROUP, LLC	Independent wealth	Mar 30, 2022	n/a	yes	CAMBRIDGE, MN\|Taylors, SC	Current employment
EFS ADVISORS	Bd affiliated wealth	Mar 30, 2022	n/a	yes	Taylors, SC\|CAMBRIDGE, MN	Current employment
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Mar 19, 2021	Jul 30, 2021	no	Scottsdale, AZ\|Buckeye, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2016	Jan 24, 2017	no	Lander, WY\|SALT LAKE CITY, UT	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Nov 29, 2016	no	CASPER, WY\|RIVERTON, WY\|LANDER, WY	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Aug 23, 2012	Jan 21, 2014	no	CASPER, WY\|RIVERTON, WY\|LANDER, WY	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Aug 10, 2009	Aug 15, 2012	no	JACKSON, WY\|DENVER, CO\|CODY, WY\|MEETEETSE, WY\|LANDER, WY\|RIVERTON, WY\|POWELL, WY\|WORLAND, WY	Previous registration
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Nov 9, 2000	Jul 2, 2004	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THRIVENT INVESTMENT MANAGEMENT INC.	ADVANCED ADVISOR GROUP, LLC	Jul 30, 2021	Mar 30, 2022	243	Firm change	Ibd to RIA
LPL FINANCIAL LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jan 24, 2017	Mar 19, 2021	1,515	Firm change after gap	Other
CETERA INVESTMENT ADVISERS LLC	LPL FINANCIAL LLC	Nov 29, 2016	Nov 29, 2016	0	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	CETERA INVESTMENT SERVICES LLC	Aug 15, 2012	Aug 23, 2012	8	Firm change	Other
U.S. BANCORP ADVISORS, LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jul 2, 2004	Aug 10, 2009	1,865	Firm change after gap	Other

Relationships

Registered with (8)

→ EFS ADVISORSRegistered adviserregistration: current employment
Mar 30, 2022 to presentfactForm ADV
→ ADVANCED ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Mar 30, 2022 to presentfactForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Mar 19, 2021 to Jul 30, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2016 to Jan 24, 2017factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Nov 29, 2016factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Aug 23, 2012 to Jan 21, 2014factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Aug 10, 2009 to Aug 15, 2012factForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 9, 2000 to Jul 2, 2004factForm ADV

Dated events

No dated event names this entity yet.