DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• C•••••• G••••• L••
Latest filing Jul 17, 2026
First filing on the tape Mar 30, 2012 · 50 filings
SEC status approved since Jan 5, 2004
RAUM
$432M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.8%
$3.5M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$216M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$432M as of Jul 17, 2026
Mar 30, 2012$280M then
HNW client RAUM$3.5M as of Jul 17, 2026
Mar 21, 2018$3.1M then
State-registered IARs (5.B.3)2 as of Jul 17, 2026
Mar 25, 20130 then
Employees (5.A)4 as of Jul 17, 2026
Mar 25, 20136 then
Private funds: no history
RAUM +1.2% over the last fiscal year-17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- $216MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $21.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 80%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$313M72%
- Pooled investment vehicles$67.4M16%
- Charitable organizations$17.8M4.1%
- Investment companies$17.5M4.0%
- Pension and profit-sharing plans$13.4M3.1%
- High-net-worth individuals$3.5M0.8%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.2 institutional_share=0.8 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• L••••••Chartered Financial Analyst | New York, Ny | May 5, 2021 | 29 y | 1 |
| T•••••• W••••Chartered Financial Analyst | New York, Ny | Mar 25, 2026 | 25 y | 1 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 50% of current headcount1 left over 36 months
Left, latest
- M•••••• P•••• C•••••• to R•• R•••••••• L••Mar 18, 2026 · Other
Joined, latest
- M•••••• P•••• C•••••• from 5• C•••••• M••••••••• L••Feb 4, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••• M••• · President/Managing Membercontrolsince 04/2016 · owns 50% to 75%
- S•••••••• M•••••• · Ccocontrolsince 04/2016 · owns less than 5%
- G•••••••• G••••• A••••• · Managing Membercontrolsince 01/2007 · owns 25% to 50% of Dinosaur Group Holdings LLC
Entity owners
- D••••••• G•••• H••••••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Dcm Advisors, LLCinvestment advisernRAUM $261M
- D••••••• F•••••••• G••••• L••••broker-dealern
Advisers that list L•••••• C•••••• G••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 22 to 20Nov 12, 2025 to Mar 12, 2026
- Advisory employees · 4 to 3Nov 12, 2025 to Mar 12, 2026
- Charity clients · 5 to 4Nov 12, 2025 to Mar 12, 2026
- Employees · 5 to 4Nov 12, 2025 to Mar 12, 2026
- Discretionary RAUM · $427M to $432MNov 12, 2025 to Mar 12, 2026
- HNW RAUM · $3.1M to $3.5MNov 12, 2025 to Mar 12, 2026
- Pension RAUM · $11.5M to $13.4MNov 12, 2025 to Mar 12, 2026
- Pooled vehicle RAUM · $49.8M to $67.4MNov 12, 2025 to Mar 12, 2026
- RAUM · $427M to $432MNov 12, 2025 to Mar 12, 2026
- Wrap assets (manager) · 2470000.0 to unsetNov 12, 2025 to Mar 12, 2026
- Wrap assets (sponsor) · 0.0 to unsetNov 12, 2025 to Mar 12, 2026
- Accounts · 24 to 22Mar 20, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 13, 2025
- Discretionary RAUM · $439M to $427MMar 20, 2024 to Mar 13, 2025
- HNW RAUM · $2.5M to $3.1MMar 20, 2024 to Mar 13, 2025
- Pension RAUM · $8.5M to $11.5MMar 20, 2024 to Mar 13, 2025
- Pooled vehicle RAUM · $38.8M to $49.8MMar 20, 2024 to Mar 13, 2025
- RAUM · $439M to $427MMar 20, 2024 to Mar 13, 2025
- Wrap assets (manager) · $1.8M to $2.5MMar 20, 2024 to Mar 13, 2025
- Accounts · 25 to 24Sep 28, 2023 to Mar 11, 2024
- Charity clients · unset to 5.0Sep 28, 2023 to Mar 11, 2024
- Discretionary RAUM · $758M to $439MSep 28, 2023 to Mar 11, 2024
- HNW RAUM · $2.3M to $2.5MSep 28, 2023 to Mar 11, 2024
- Pension RAUM · $30.2M to $8.5MSep 28, 2023 to Mar 11, 2024
- Pooled vehicle RAUM · $36.5M to $38.8MSep 28, 2023 to Mar 11, 2024
- RAUM · $758M to $439MSep 28, 2023 to Mar 11, 2024
- Wrap assets (manager) · $770,000 to $1.8MSep 28, 2023 to Mar 11, 2024
- Accounts · 21 to 25Nov 4, 2022 to Mar 20, 2023
- Advisory employees · 3 to 4Nov 4, 2022 to Mar 20, 2023
- HNW clients · 1.0 to unsetNov 4, 2022 to Mar 20, 2023
- Pension plan clients · 2.0 to unsetNov 4, 2022 to Mar 20, 2023
- Employees · 6 to 5Nov 4, 2022 to Mar 20, 2023
- State-registered IARs · 3 to 2Nov 4, 2022 to Mar 20, 2023
- Discretionary RAUM · $735M to $758MNov 4, 2022 to Mar 20, 2023
- HNW RAUM · $4.2M to $2.3MNov 4, 2022 to Mar 20, 2023
- Pension RAUM · $47.4M to $30.2MNov 4, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $43.5M to $36.5MNov 4, 2022 to Mar 20, 2023
- RAUM · $735M to $758MNov 4, 2022 to Mar 20, 2023
- Wrap assets (manager) · $1.0M to $770,000Nov 4, 2022 to Mar 20, 2023
- Accounts · 19 to 21Aug 30, 2021 to Feb 25, 2022
Signals
4 dated events
- Michael Peter Corelli left Lisanti Capital Growth Llc for Rbc Rochdale, Llc (registered 2026-03-19)Mar 18, 2026 · Advisor changed firm · fact
- Lisanti Capital Growth Llc reported RAUM $438.5M, down 42% from $758.0M (2023-09-28 to 2024-03-11)Mar 11, 2024 · RAUM change · derived
- Lisanti Capital Growth Llc reported RAUM $760.8M, up 89% from $402.6M (2021-02-04 to 2021-03-15)Mar 15, 2021 · RAUM change · derived
- Lisanti Capital Growth Llc reported RAUM $402.6M, up 42% from $283.5M (2019-04-18 to 2020-03-16)Mar 16, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lisanti-capital-growth/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- LISANTICAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 332-262-3100reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $216Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026