DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cook Street Consulting, Inc.

Former SEC-registered adviserGreenwood Village, ColoradoCRD 112829SEC 801-16541IAPD
Latest filing Apr 19, 2024
First filing on the tape Mar 29, 2012 · 31 filings
RAUM
$7.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
38
31 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$7.1B as of Mar 28, 2024
Mar 29, 2012$8.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)14 as of Mar 28, 2024
Mar 29, 20120 then
Employees (5.A)38 as of Mar 28, 2024
Jan 10, 201312 then
Private funds: no history
RAUM +32% over the last fiscal year+21% a year over threeIARs 11 to 14offices 0 to 1
Practice profile
derived from the filing of Apr 19, 2024; every figure names its basis
RAUM per advisor
$506MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$134MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.7derivedItem 5.A over advisors
Advisors per office
7.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+32%derivedbetween the last two annual amendments
Advisor growth, one year
+27%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$7.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
53reported
Charitable clients
n/areported
Accounts
53reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Michael Jeremiah France · Director, Chairman And Chief Executive Officercontrol
        since 03/2022 · owns less than 5%
      • Richard Christopher Gargano · Chief Compliance Officercontrol
        since 03/2022 · owns less than 5%
      • Marc Gordon · Chief Financial Officercontrol
        since 03/2022 · owns less than 5%
      • Michael Scott Mcintosh · Vice Presidentcontrol
        since 03/2022 · owns less than 5%
      • Julien Mark Thompson · Director And Presidentcontrol
        since 03/2022 · owns less than 5%
      Entity owners
      • Morgan Stanley Domestic Holdings, LLC · Stockholder
        direct · owns 75% or more
      • Morgan Stanley · Member
        indirect · owns 75% or more of Morgan Stanley Capital Management, LLC · public reporting company
      • Morgan Stanley Capital Management, LLC · Member
        indirect · owns 75% or more of Morgan Stanley Domestic Holdings, LLC
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      • Dallas, TX3 employees
      What changed
      consecutive filings, newest first
      • Accounts · 59 to 53
        Jan 3, 2024 to Mar 28, 2024
      • Advisory employees · 28 to 31
        Jan 3, 2024 to Mar 28, 2024
      • Pension plan clients · 34 to 53
        Jan 3, 2024 to Mar 28, 2024
      • Employees · 31 to 38
        Jan 3, 2024 to Mar 28, 2024
      • State-registered IARs · 11 to 14
        Jan 3, 2024 to Mar 28, 2024
      • Other offices · 0 to 1
        Jan 3, 2024 to Mar 28, 2024
      • Discretionary RAUM · $5.3B to $7.1B
        Jan 3, 2024 to Mar 28, 2024
      • Pension RAUM · $5.3B to $7.1B
        Jan 3, 2024 to Mar 28, 2024
      • RAUM · $5.3B to $7.1B
        Jan 3, 2024 to Mar 28, 2024
      • Accounts · 30 to 59
        Jan 17, 2023 to Mar 30, 2023
      • Advisory employees · 25 to 28
        Jan 17, 2023 to Mar 30, 2023
      • Pension plan clients · 30 to 34
        Jan 17, 2023 to Mar 30, 2023
      • Employees · 28 to 31
        Jan 17, 2023 to Mar 30, 2023
      • State-registered IARs · 0 to 11
        Jan 17, 2023 to Mar 30, 2023
      • Discretionary RAUM · $6.2B to $5.3B
        Jan 17, 2023 to Mar 30, 2023
      • Pension RAUM · $6.2B to $5.3B
        Jan 17, 2023 to Mar 30, 2023
      • RAUM · $6.2B to $5.3B
        Jan 17, 2023 to Mar 30, 2023
      • Related adviser · false to true
        Feb 2, 2022 to Apr 1, 2022
      • Related bank · false to true
        Feb 2, 2022 to Apr 1, 2022
      • Related broker-dealer · false to true
        Feb 2, 2022 to Apr 1, 2022
      • Accounts · 21 to 30
        Jan 12, 2021 to Feb 2, 2022
      • Advisory employees · 26 to 25
        Jan 12, 2021 to Feb 2, 2022
      • Pension plan clients · 21 to 30
        Jan 12, 2021 to Feb 2, 2022
      • Employees · 29 to 28
        Jan 12, 2021 to Feb 2, 2022
      • Discretionary RAUM · $4.0B to $6.2B
        Jan 12, 2021 to Feb 2, 2022
      • Pension RAUM · $4.0B to $6.2B
        Jan 12, 2021 to Feb 2, 2022
      • RAUM · $4.0B to $6.2B
        Jan 12, 2021 to Feb 2, 2022
      • Accounts · 20 to 21
        Feb 3, 2020 to Jan 12, 2021
      • Advisory activities · 4 to 5
        Feb 3, 2020 to Jan 12, 2021
      • Pension plan clients · 20 to 21
        Feb 3, 2020 to Jan 12, 2021
      • Employees · 28 to 29
        Feb 3, 2020 to Jan 12, 2021
      • Other offices · 1 to 0
        Feb 3, 2020 to Jan 12, 2021
      • Discretionary RAUM · $3.3B to $4.0B
        Feb 3, 2020 to Jan 12, 2021
      • Pension RAUM · $3.3B to $4.0B
        Feb 3, 2020 to Jan 12, 2021
      • RAUM · $3.3B to $4.0B
        Feb 3, 2020 to Jan 12, 2021
      • Accounts · 18 to 20
        Apr 15, 2019 to Jan 7, 2020
      • Advisory employees · 24 to 26
        Apr 15, 2019 to Jan 7, 2020
      • Pension plan clients · 18 to 20
        Apr 15, 2019 to Jan 7, 2020
      • Employees · 26 to 28
        Apr 15, 2019 to Jan 7, 2020
      • Other offices · 0 to 1
        Apr 15, 2019 to Jan 7, 2020
      Signals
      15 dated events
      • Cook Street Consulting, Inc.'s advisors moved to Fiduciary Consulting Group (Greenwood Village, CO): 12 of 14 registered, on the same day
        Jul 16, 2024 · Firm absorbed (people side) · derived
      • Cook Street Consulting, Inc. reported RAUM $7.1B, up 32% from $5.3B (2024-01-03 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Cook Street Consulting, Inc. reported 11 state-registered advisory representatives, up from 0 (2023-01-17 to 2023-03-30)
        Mar 30, 2023 · Advisor headcount change · derived
      • Michael Jeremiah France (Director, Chairman And Chief Executive Officer) appeared on Schedule A of Cook Street Consulting, Inc.
        Apr 1, 2022 · Control person joined · fact
      • Julien Mark Thompson (Director And President) appeared on Schedule A of Cook Street Consulting, Inc.
        Apr 1, 2022 · Control person joined · fact
      • Marc Gordon (Chief Financial Officer) appeared on Schedule A of Cook Street Consulting, Inc.
        Apr 1, 2022 · Control person joined · fact
      • Richard Christopher Gargano (Chief Compliance Officer) appeared on Schedule A of Cook Street Consulting, Inc.
        Apr 1, 2022 · Control person joined · fact
      • Michael Sean Waters (Owner / Managing Director / Co-Founder) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
        Apr 1, 2022 · Control person left · inference
      • M Karen Robinson (Owner / Managing Director / Co-Founder) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
        Apr 1, 2022 · Control person left · inference
      • Joseph Patrick Smith (Owner / Managing Director) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
        Apr 1, 2022 · Control person left · inference
      • C. Lindsey Levison (Owner / Managing Director) no longer on Schedule A of Cook Street Consulting, Inc. (listed 2022-02-02, absent 2022-04-01)
        Apr 1, 2022 · Control person left · inference
      • Cook Street Consulting, Inc. reported RAUM $6.2B, up 56% from $4.0B (2021-01-12 to 2022-02-02)
        Feb 2, 2022 · RAUM change · derived
      • Cook Street Consulting, Inc. reported RAUM $2.8B, down 34% from $4.2B (2019-01-02 to 2019-04-15)
        Apr 15, 2019 · RAUM change · derived
      • Cook Street Consulting, Inc. reported RAUM $4.2B, up 54% from $2.7B (2018-01-26 to 2019-01-02)
        Jan 2, 2019 · RAUM change · derived
      • Cook Street Consulting, Inc. reported RAUM $2.7B, up 157% from $1.1B (2017-03-29 to 2018-01-26)
        Jan 26, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026