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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

RONALD ALBERT GELOK

Advisor at RONALD GELOK & ASSOCIATES, LLC

NAPLES, FL

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Search this name across graphsid dfx:ria:7ce7ed34-69a3-5e05-16cb-0e6992b3af1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jun 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RONALD GELOK & ASSOCIATES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Aug 26, 2002
First registration: Jun 6, 2002
Dual registered: yes, broker-dealer
Other names: Ronald Gelok|Ron Gelok|RONALD ALBERT GELOK|RONALD ALBERT GELOK
IAPD individual key: 1403352

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RONALD GELOK & ASSOCIATES, LLC	State registered	Nov 17, 2017	n/a	yes	NAPLES, FL	Current employment
RONALD GELOK & ASSOCIATES	n/a	Apr 13, 2017	Dec 31, 2017	no	PARSIPPANY, NJ	Previous registration
RONALD GELOK & ASSOCIATES	n/a	Jul 25, 2012	Dec 31, 2016	no	PARSIPPANY, NJ\|Parsippany, NJ	Previous registration
RONALD GELOK & ASSOCIATES	n/a	May 10, 2012	Dec 31, 2013	no	PARSIPPANY, NJ	Previous registration
GELOK, SCORDATO & ASSOCIATES	n/a	Feb 2, 2011	Sep 7, 2012	no	PARSIPPANY, NJ	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Jun 17, 2010	Dec 22, 2017	no	PARSIPPANY, NJ\|SARASOTA, FL\|PARSIPPANY, NJ	Previous registration
Spc	Bd affiliated wealth	Jul 25, 2007	Jun 17, 2010	no	PARSIPPANY, NJ	Previous registration
GELOK, SCORDATO & ASSOCIATES	n/a	Nov 20, 2003	Dec 31, 2010	no	PARSIPPANY, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 6, 2002	Jun 1, 2006	no	PARSIPPANY, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RONALD GELOK & ASSOCIATES	RONALD GELOK & ASSOCIATES, LLC	Dec 31, 2017	Nov 17, 2017	-44	Firm change after gap	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	GELOK, SCORDATO & ASSOCIATES	Dec 22, 2017	Feb 2, 2011	-2,515	Firm change after gap	Other
GELOK, SCORDATO & ASSOCIATES	RONALD GELOK & ASSOCIATES	Sep 7, 2012	May 10, 2012	-120	Firm change after gap	Other
GELOK, SCORDATO & ASSOCIATES	Spc	Dec 31, 2010	Jul 25, 2007	-1,255	Firm change after gap	Other
Spc	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Jun 17, 2010	Jun 17, 2010	0	Firm change	Other
LPL FINANCIAL LLC	GELOK, SCORDATO & ASSOCIATES	Jun 1, 2006	Nov 20, 2003	-924	Firm change after gap	Other

Relationships

Registered with (6)

→ RONALD GELOK & ASSOCIATES, LLCRegistered adviserregistration: current employment
Nov 17, 2017 to presentfactForm ADV
→ RONALD GELOK & ASSOCIATESRegistered adviserregistration: previous registration
Apr 13, 2017 to Dec 31, 2017factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Jun 17, 2010 to Dec 22, 2017factForm ADV
→ GELOK, SCORDATO & ASSOCIATESRegistered adviserregistration: previous registration
Feb 2, 2011 to Sep 7, 2012factForm ADV
→ SPCRegistered adviserregistration: previous registration
Jul 25, 2007 to Jun 17, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 6, 2002 to Jun 1, 2006factForm ADV

Dated events

No dated event names this entity yet.