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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHARLES RUSSELL POUND

Advisor at LPL FINANCIAL LLC

DANVILLE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 20, 1998
First registration: Jun 28, 2001
Dual registered: yes, broker-dealer
Other names: RUSTY POUND
IAPD individual key: 3092489

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 3, 2012	n/a	yes	DANVILLE, CA	Current employment
VESTOR CAPITAL, LLC	Independent wealth	Nov 14, 2012	Dec 13, 2012	no	CHICAGO, IL	Previous registration
VESTOR CAPITAL PARTNERS, LLC	Former SEC adviser	Jan 19, 2011	Oct 30, 2012	no	CHICAGO, IL	Previous registration
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Jul 25, 2008	Jan 12, 2011	no	CHICAGO, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 28, 2008	Jul 14, 2008	no	SAN MATEO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 28, 2008	Jul 14, 2008	no	San Mateo, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 20, 2007	Jun 19, 2007	no	SAN FRANCISCO, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 1, 2003	Apr 23, 2007	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|REDWOOD CITY, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jun 28, 2001	May 1, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VESTOR CAPITAL, LLC	LPL FINANCIAL LLC	Dec 13, 2012	Dec 3, 2012	-10	Firm change	Other
VESTOR CAPITAL PARTNERS, LLC	VESTOR CAPITAL, LLC	Oct 30, 2012	Nov 14, 2012	15	Channel change	Other
ZACKS INVESTMENT MANAGEMENT, INC.	VESTOR CAPITAL PARTNERS, LLC	Jan 12, 2011	Jan 19, 2011	7	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 14, 2008	May 28, 2008	-47	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 14, 2008	May 28, 2008	-47	Channel change	Other
WELLS FARGO ADVISORS	TD AMERITRADE, INC.	Jun 19, 2007	May 28, 2008	344	Firm change	Wirehouse to new firm
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Apr 23, 2007	Apr 20, 2007	-3	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO INVESTMENTS, LLC	May 1, 2003	May 1, 2003	0	Firm change	Other

Relationships

Registered with (9)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 3, 2012 to presentfactForm ADV
→ VESTOR CAPITAL, LLCRegistered adviserregistration: previous registration
Nov 14, 2012 to Dec 13, 2012factForm ADV
→ VESTOR CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 19, 2011 to Oct 30, 2012factForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 25, 2008 to Jan 12, 2011factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 28, 2008 to Jul 14, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 28, 2008 to Jul 14, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 20, 2007 to Jun 19, 2007factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 1, 2003 to Apr 23, 2007factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jun 28, 2001 to May 1, 2003factForm ADV

Dated events

No dated event names this entity yet.