DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gerald Jay Graves
Feed of 09/14/2026
At current firm
4 y
since Mar 8, 2022
In the industry
41 y
since Sep 6, 1985 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Filigree Wealth Advisors, LLC independent RIA currentsince Mar 8, 2022 · Laguna Niguel, Ca
- Cw Advisors, LLC independent RIAOct 21, 2020 to May 16, 2022 · Costa Mesa, Ca
- Congress Wealth Management LLC formerJul 18, 2019 to Dec 2, 2020 · Laguna Niguel, Ca
- Svb Wealth independent RIAFeb 1, 2016 to Jul 16, 2019 · Beverly Hills, Ca
- Filigree Advisors formerFeb 24, 2009 to Feb 12, 2016 · Lake Oswego, Or
- M Financial Asset Management, Inc. independent RIAMay 24, 2006 to Jan 4, 2008 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- Cw Advisors, LLC to Filigree Wealth Advisors, LLCleft May 16, 2022, registered Mar 8, 2022 (-69 days) · RIA to a newly registered adviser
- Congress Wealth Management LLC to Cw Advisors, LLCleft Dec 2, 2020, registered Oct 21, 2020 (-42 days) · RIA to a newly registered adviser · moved with a team
- Svb Wealth to Congress Wealth Management LLCleft Jul 16, 2019, registered Jul 18, 2019 (2 days) · RIA to RIA
- Filigree Advisors to Svb Wealthleft Feb 12, 2016, registered Feb 1, 2016 (-11 days) · Other · moved with a team
- M Financial Asset Management, Inc. to Filigree Advisorsleft Jan 4, 2008, registered Feb 24, 2009 (417 days) · Other
Signals
- Gerald Jay Graves left Cw Advisors, Llc for Filigree Wealth Advisors, Llc (registered 2022-03-08)May 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address