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RIA / WealthAdvisor32 years in industry

Stephen Matthew Weber

Advisor at VESTGEN ADVISORS, LLC

CHICAGO, IL

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Search this name across graphsid dfx:ria:7d3391ff-32d9-5826-dafd-c296ccbf8de1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VESTGEN ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 15, 1994
First registration: Jul 11, 2002
Dual registered: no
IAPD individual key: 2064229

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VESTGEN ADVISORS, LLC	Independent wealth	Sep 22, 2024	n/a	yes	CHICAGO, IL	Current employment
LAKE STREET	Independent wealth	Nov 9, 2021	Sep 20, 2024	no	CHICAGO, IL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 21, 2019	Nov 16, 2021	no	Chicago, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 21, 2019	no	CHICAGO, IL\|Chicago, IL\|CHICAGO, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 12, 2009	Oct 1, 2012	no	CHICAGO, IL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 24, 2008	Oct 27, 2008	no	CHICAGO, IL	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Sep 25, 2008	Oct 24, 2008	no	CHICAGO, IL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 11, 2002	Mar 26, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LAKE STREET	VESTGEN ADVISORS, LLC	Sep 20, 2024	Sep 22, 2024	2	Firm change	RIA to RIA
RAYMOND JAMES & ASSOCIATES, INC.	LAKE STREET	Nov 16, 2021	Nov 9, 2021	-7	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	RAYMOND JAMES & ASSOCIATES, INC.	Nov 21, 2019	Nov 21, 2019	0	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CHASE INVESTMENT SERVICES CORP.	Oct 27, 2008	Feb 12, 2009	108	Firm change	Other
LASALLE FINANCIAL SERVICES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 24, 2008	Oct 24, 2008	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	LASALLE FINANCIAL SERVICES, INC.	Mar 26, 2003	Sep 25, 2008	2,010	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
296761:318657:IL:2024-09-20	Sep 20, 2024	Sep 22, 2024	CHICAGO, IL	Firm change
705:296761:IL:2021-11-11	Nov 16, 2021	Nov 9, 2021	CHICAGO, IL	Firm change
79:705:IL:2019-11-20	Nov 21, 2019	Nov 21, 2019	CHICAGO, IL	Firm change

Relationships

Registered with (8)

→ VESTGEN ADVISORS, LLCRegistered adviserregistration: current employment
Sep 22, 2024 to presentfactForm ADV
→ LAKE STREETRegistered adviserregistration: previous registration
Nov 9, 2021 to Sep 20, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 21, 2019 to Nov 16, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 21, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 12, 2009 to Oct 1, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 24, 2008 to Oct 27, 2008factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 25, 2008 to Oct 24, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 11, 2002 to Mar 26, 2003factForm ADV

Dated events

Occurred
Sep 20, 2024
Advisor changed firm
Stephen Matthew Weber left Lake Street for Vestgen Advisors, Llc (registered 2024-09-22)
Form ADVobserved 4 days ago