DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Matthew Weber
Feed of 09/14/2026
At current firm
1 y
since Sep 22, 2024
In the industry
32 y
since Jul 15, 1994 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Vestgen Advisors, LLC independent RIA currentsince Sep 22, 2024 · Chicago, Il
- Lake Street independent RIANov 9, 2021 to Sep 20, 2024 · Chicago, Il
- Raymond James & Associates, Inc. national BDNov 21, 2019 to Nov 16, 2021 · Chicago, Il
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Nov 21, 2019 · Chicago, Il
- Chase Investment Services Corp. formerFeb 12, 2009 to Oct 1, 2012 · Chicago, Il
- Banc Of America Investment Services, Inc. unclassifiedOct 24, 2008 to Oct 27, 2008 · Chicago, Il
- Lasalle Financial Services, Inc. unclassifiedSep 25, 2008 to Oct 24, 2008 · Chicago, Il
- Morgan Stanley Dw Inc. unclassifiedJul 11, 2002 to Mar 26, 2003 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Lake Street to Vestgen Advisors, LLCleft Sep 20, 2024, registered Sep 22, 2024 (2 days) · RIA to RIA · moved with a team
- Raymond James & Associates, Inc. to Lake Streetleft Nov 16, 2021, registered Nov 9, 2021 (-7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J.P. Morgan Securities LLC to Raymond James & Associates, Inc.left Nov 21, 2019, registered Nov 21, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Banc Of America Investment Services, Inc. to Chase Investment Services Corp.left Oct 27, 2008, registered Feb 12, 2009 (108 days) · Other
- Lasalle Financial Services, Inc. to Banc Of America Investment Services, Inc.left Oct 24, 2008, registered Oct 24, 2008 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Lasalle Financial Services, Inc.left Mar 26, 2003, registered Sep 25, 2008 (2010 days) · Other
Signals
- Stephen Matthew Weber left Lake Street for Vestgen Advisors, Llc (registered 2024-09-22)Sep 20, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address