DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Avise Financial

Independent wealth managerLos Angeles, CaliforniaCRD 328790SEC 801-131992websiteIAPD
Legal name Avise Financial Cooperative, Inc.
Latest filing Jun 22, 2026
First filing on the tape Jan 29, 2025 · 9 filings
SEC status approved since Feb 18, 2025
RAUM
$169M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$169M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$24.2M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$169M as of Jun 22, 2026
Jan 29, 2025$126M then
HNW client RAUM$121M as of Jun 22, 2026
Jan 29, 2025$91.3M then
State-registered IARs (5.B.3)6 as of Jun 22, 2026
Jan 29, 20254 then
Employees (5.A)7 as of Jun 22, 2026
Jan 29, 20254 then
Private funds: no history
RAUM +35% over the last fiscal yearIARs 4 to 6offices 2 to 6
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$24.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
24derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$335,523derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+35%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+19%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$31.7M, 47 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Firms absorbed, 24 months
1derivedhalf or more of a firm's advisors moved here within 14 days
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$121M72%
  • Individuals$48.3M28%
Individual clients
123reported
HNW clients
47reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
505reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$31.7M for 47 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Leighann Rose MikoCertified Financial PlannerLos Angeles, Ca Nov 21, 202311 y2
David TassoneCertified Financial PlannerLos Angeles, CaJan 2, 202410 y1
Katrina Strelow SoelterCertified Financial PlannerLos Angeles, CaAug 13, 202413 y3
Uziel GomezCertified Financial PlannerLos Angeles, Ca Jan 9, 202510 y2
Theresa Marie PablosCertified Financial PlannerSanta Monica, Ca Oct 14, 202511 y1
Claire ThorntonCertified Financial PlannerLos Angeles, Ca Jan 2, 202610 y4
Amy Tori MariettaLos Angeles, Ca Aug 17, 202621 y1
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Rose Leighann Miko · Founder And Co-Ceocontrol
      since 10/2023 · owns 50% to 75%
    • Strelow Katrina Soelter · Founder, Co- Ceo, And Ccocontrol
      since 10/2023 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Los Angeles, Ca · principal730
    Merion Station, Pa000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • RAUM up 25 %Change between filings · filing Apr 9, 2026
      RAUM (Item 5.F) moved from $125,910,558 to $169,438,931 (+35.0%) between the annual amendments of 2025-03-20 and 2026-04-09; the peer median change was +15.0% (4551 comparable advisers, 90.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,551) · 90% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Other offices · 3 to 6
      Mar 12, 2026 to Apr 9, 2026
    • Accounts · 450 to 505
      Dec 23, 2025 to Feb 10, 2026
    • Advisory employees · 4 to 6
      Dec 23, 2025 to Feb 10, 2026
    • Advisory activities · 5 to 6
      Dec 23, 2025 to Feb 10, 2026
    • HNW clients · 43 to 47
      Dec 23, 2025 to Feb 10, 2026
    • Individual clients · 100 to 123
      Dec 23, 2025 to Feb 10, 2026
    • Assets in custody · unset to 31741390.0
      Dec 23, 2025 to Feb 10, 2026
    • Custody of client assets · false to true
      Dec 23, 2025 to Feb 10, 2026
    • Employees · 4 to 7
      Dec 23, 2025 to Feb 10, 2026
    • Insurance-licensed employees · 3 to 0
      Dec 23, 2025 to Feb 10, 2026
    • Financial planning clients · 26-50 to 101-250
      Dec 23, 2025 to Feb 10, 2026
    • State-registered IARs · 4 to 6
      Dec 23, 2025 to Feb 10, 2026
    • Other offices · 2 to 3
      Dec 23, 2025 to Feb 10, 2026
    • Discretionary RAUM · $126M to $169M
      Dec 23, 2025 to Feb 10, 2026
    • HNW RAUM · $91.3M to $121M
      Dec 23, 2025 to Feb 10, 2026
    • Individual RAUM · $34.6M to $48.3M
      Dec 23, 2025 to Feb 10, 2026
    • RAUM · $126M to $169M
      Dec 23, 2025 to Feb 10, 2026
    • Related adviser · true to false
      Dec 23, 2025 to Feb 10, 2026
    • Financial planning clients · 26-50 to 26-50
      Jan 29, 2025 to Mar 20, 2025
    Signals
    2 dated events
    • Julian Treves left Avise Financial for Xypn Sapphire (registered 2025-07-28)
      Jun 25, 2025 · Advisor changed firm · fact
    • Equalis Financial's advisors moved to Avise Financial (Los Angeles, CA): 3 of 3 registered, a day apart
      Jan 23, 2025 · Firm absorbed (people side) · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/avise-financialreportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/hyla-financialreportedpublic record, Form ADV, Sep 17, 2026
    Website
    avisefinancial.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    310-807-5778reportedpublic record, Form ADV, Jun 22, 2026
    Team page
    avisefinancial.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $24.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026