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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

ROGER LEE FLUECKIGER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Geneva, IN

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Search this name across graphsid dfx:ria:7d6a49af-afdd-3209-1c0e-29dd97829d1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: May 17, 1994
First registration: Aug 7, 2009
Dual registered: yes, broker-dealer
Other names: LEE FLUECKIGER|B FLUECKIGER|ROGER LEE FLUECKIGER|ROGER LEE FLUECKIGER|ROGER LEE FLUECKIGER
IAPD individual key: 2487446

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Dec 16, 2020	n/a	yes	Geneva, IN	Current employment
THURSTON SPRINGER ADVISORS	Bd affiliated wealth	Aug 25, 2020	Nov 16, 2020	no	INDIANAPOLIS, IN	Previous registration
THURSTON SPRINGER FINANCIAL	Former SEC adviser	Feb 26, 2014	Nov 16, 2020	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|GENEVA, IN	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Jul 25, 2013	Feb 21, 2014	no	GENEVA, IN	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Jun 11, 2010	Aug 16, 2013	no	GENEVA, IN\|GREENWOOD, IN\|GENEVA, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 7, 2009	Jun 16, 2010	no	GENEVA, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THURSTON SPRINGER ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 16, 2020	Dec 16, 2020	30	Firm change	Ibd to ibd
THURSTON SPRINGER FINANCIAL	THURSTON SPRINGER ADVISORS	Nov 16, 2020	Aug 25, 2020	-83	Firm change after gap	Ibd to ibd
SSN ADVISORY, INC.	THURSTON SPRINGER FINANCIAL	Feb 21, 2014	Feb 26, 2014	5	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	SSN ADVISORY, INC.	Aug 16, 2013	Jul 25, 2013	-22	Firm change	Other
LPL FINANCIAL LLC	CONCOURSE FINANCIAL GROUP ADVISORS	Jun 16, 2010	Jun 11, 2010	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8478:299201:IN:2020-11-16	Nov 16, 2020	Aug 25, 2020	GENEVA, IN	Firm change after gap

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Dec 16, 2020 to presentfactForm ADV
→ THURSTON SPRINGER ADVISORSRegistered adviserregistration: previous registration
Aug 25, 2020 to Nov 16, 2020factForm ADV
→ THURSTON SPRINGER FINANCIALRegistered adviserregistration: previous registration
Feb 26, 2014 to Nov 16, 2020factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Jul 25, 2013 to Feb 21, 2014factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Jun 11, 2010 to Aug 16, 2013factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 7, 2009 to Jun 16, 2010factForm ADV

Dated events

No dated event names this entity yet.