DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Roger Lee Flueckiger
Feed of 09/14/2026
Also filed as Lee Flueckiger
At current firm
5 y
since Dec 16, 2020
In the industry
32 y
since May 17, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Dec 16, 2020 · Geneva, In
- Thurston Springer Advisors BD affiliatedAug 25, 2020 to Nov 16, 2020 · Indianapolis, In
- Thurston Springer Financial formerFeb 26, 2014 to Nov 16, 2020 · Indianapolis, In
- Ssn Advisory, Inc. formerJul 25, 2013 to Feb 21, 2014 · Geneva, In
- Concourse Financial Group Advisors formerJun 11, 2010 to Aug 16, 2013 · Geneva, In
- LPL Financial LLC BD affiliatedAug 7, 2009 to Jun 16, 2010 · Geneva, In
Moves
a registration end followed by a registration begin elsewhere
- Thurston Springer Advisors to Raymond James Financial Services Advisors, Incleft Nov 16, 2020, registered Dec 16, 2020 (30 days) · Affiliated broker-dealer or bank to another
- Thurston Springer Financial to Thurston Springer Advisorsleft Nov 16, 2020, registered Aug 25, 2020 (-83 days) · Affiliated broker-dealer or bank to another · moved with a team
- Ssn Advisory, Inc. to Thurston Springer Financialleft Feb 21, 2014, registered Feb 26, 2014 (5 days) · Other
- Concourse Financial Group Advisors to Ssn Advisory, Inc.left Aug 16, 2013, registered Jul 25, 2013 (-22 days) · Other
- LPL Financial LLC to Concourse Financial Group Advisorsleft Jun 16, 2010, registered Jun 11, 2010 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address