DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Laura Beth Mataitis

Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC

Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7d991e67-c2b5-005d-39d1-c966faed06d9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 12, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSAMERICA RETIREMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 8, 2019
First registration: Mar 12, 2019
Dual registered: yes, broker-dealer
Other names: Laura Mataitis|LAURA B MATAITIS|LAURA BETH MATAITIS
IAPD individual key: 7035492

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Jan 3, 2024	n/a	yes	Tampa, FL	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 25, 2022	Dec 2, 2023	no	BRANDON, FL\|VALRICO, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 10, 2021	Aug 1, 2022	no	TAMPA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 12, 2019	Feb 9, 2021	no	SAINT PETERSBURG, FL\|CLEARWATER, FL\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	TRANSAMERICA RETIREMENT ADVISORS, LLC	Dec 2, 2023	Jan 3, 2024	32	Firm change	Wirehouse to ibd
CETERA INVESTMENT ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Aug 1, 2022	Aug 25, 2022	24	Firm change	Ibd to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA INVESTMENT ADVISERS LLC	Feb 9, 2021	Mar 10, 2021	29	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jan 3, 2024 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 25, 2022 to Dec 2, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 10, 2021 to Aug 1, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 12, 2019 to Feb 9, 2021factForm ADV

Dated events

Occurred
Dec 2, 2023
Advisor changed firm
Laura Beth Mataitis left J.P. Morgan Securities Llc for Transamerica Retirement Advisors, Llc (registered 2024-01-03)
Form ADVobserved 6 days ago
Occurred
Aug 1, 2022
Advisor changed firm
Laura Beth Mataitis left Cetera Investment Advisers Llc for J.P. Morgan Securities Llc (registered 2022-08-25)
Form ADVobserved 6 days ago