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Registered advisor
L•••• B••• M•••••••
Feed of 09/14/2026
Also filed as L•••• M•••••••
At current firm
2 y
since Jan 3, 2024
In the industry
10 y
since Jan 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••••• R••••••••• A•••••••• L•• BD affiliated currentsince Jan 3, 2024 · Tampa, Fl
- J••• M••••• S••••••••• L•• wirehouseAug 25, 2022 to Dec 2, 2023 · Brandon, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 10, 2021 to Aug 1, 2022 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 12, 2019 to Feb 9, 2021 · Saint Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to T••••••••• R••••••••• A•••••••• L••left Dec 2, 2023, registered Jan 3, 2024 (32 days) · Wirehouse to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to J••• M••••• S••••••••• L••left Aug 1, 2022, registered Aug 25, 2022 (24 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• A••••••• L••left Feb 9, 2021, registered Mar 10, 2021 (29 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- L•••• B••• M••••••• left J••• M••••• S••••••••• L•• for T••••••••• R••••••••• A•••••••• L•• (registered 2024-01-03)Dec 2, 2023 · Advisor changed firm · fact
- L•••• B••• M••••••• left C••••• I••••••••• A••••••• L•• for J••• M••••• S••••••••• L•• (registered 2022-08-25)Aug 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address