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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

HEATHER JOHNSON

Advisor at WELLS FARGO ADVISORS

Ankeny, IA | ANKENY, IA | ST. LOUIS, MO | WEST DES MOINES, IA

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Search this name across graphsid dfx:ria:7dbfaf49-0e9d-3236-b24b-e6b30cfc0781

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63|S66
First exam: Nov 20, 2000
First registration: Feb 5, 2007
Dual registered: yes, broker-dealer
Other names: HEATHER CHRISTINE ALTENHEIN|HEATHER CHRISTINE BRANDT|Heather Altenhein|Heather Brandt|HEATHER CHRISTINE JOHNSON
IAPD individual key: 4009612

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 30, 2026	n/a	yes	ST. LOUIS, MO\|WEST DES MOINES, IA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Aug 18, 2020	n/a	yes	ANKENY, IA\|WEST DES MOINES, IA\|Ankeny, IA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 15, 2020	Aug 13, 2020	no	SPRINGFIELD, IL\|PEORIA, IL\|SPRINGFIELD, IL\|BLOOMINGTON, IL\|WEST DES MOINES, IA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 26, 2009	Jan 7, 2020	no	WEST DES MOINES, IA\|CORALVILLE, IA\|WATERLOO, IA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 5, 2007	Sep 2, 2009	no	WEST DES MOINES, IA\|WEEHAWKEN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Aug 13, 2020	Aug 18, 2020	5	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 7, 2020	Jan 15, 2020	8	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Sep 2, 2009	Aug 26, 2009	-7	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 26, 2009 to Jan 7, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 15, 2020 to Aug 13, 2020factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 5, 2007 to Sep 2, 2009factForm ADV

Dated events

No dated event names this entity yet.