RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• J••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 30, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouse currentsince Aug 18, 2020 · Ankeny, Ia
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 15, 2020 to Aug 13, 2020 · Springfield, Il
- W•••• F•••• A••••••• wirehouseAug 26, 2009 to Jan 7, 2020 · West Des Moines, Ia
- U•• F•••••••• S••••••• I••• wirehouseFeb 5, 2007 to Sep 2, 2009 · West Des Moines, Ia
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 13, 2020, registered Aug 18, 2020 (5 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 7, 2020, registered Jan 15, 2020 (8 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Sep 2, 2009, registered Aug 26, 2009 (-7 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address