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J•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

J•••• C•••••••

Advisor at L•••

LOS ANGELES, CA | Bellevue, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7dc39ba1-b0ca-5edd-975c-1851b108873e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 30, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Mar 28, 2024	n/a	yes	LOS ANGELES, CA\|Bellevue, WA	Current employment
C••••••• F•••••••• M••••••••• L••	Former SEC adviser	Apr 13, 2023	Mar 28, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• M••••••••• L••	L•••	Mar 28, 2024	Mar 28, 2024	0	Firm change	RIA to RIA
L•••	C••••••• F•••••••• M••••••••• L••	Apr 14, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
113216:269866:CO:2024-03-28	Mar 28, 2024	Mar 28, 2024	BOULDER, CO	Firm change

Relationships

Registered with (3)

→ L•••Registered adviserregistration: previous registration
Dec 22, 2022 to Apr 14, 2023factForm ADV
→ C••••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2023 to Mar 28, 2024factForm ADV
→ M••••••Registered adviserregistration: previous registration
Aug 30, 2018 to Dec 21, 2022factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
J•••• C••••••• left C••••••• F•••••••• M••••••••• L•• for Lido (registered 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Apr 14, 2023
Advisor changed firm
J•••• C••••••• left Lido for C••••••• F•••••••• M••••••••• L•• (registered 2023-04-13)
Form ADVobserved 6 days ago
Occurred
Dec 21, 2022
Advisor changed firm
J•••• C••••••• left Mariner for Lido (registered 2022-12-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7dc39ba1-b0ca-5edd-975c-1851b108873e
First observed: Aug 30, 2018
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.