DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Chartrey

Lidoindependent RIALos Angeles, Ca IA-onlyIAPD 5552897
Feed of 09/15/2026
Also filed as Tony Chartrey
At current firm
2 y
since Mar 28, 2024
In the industry
17 y
since Mar 9, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Professional profile
what the firm itself publishes, with the page it was read from
Title
Director, Senior Wealth Advisorreportedlidoadvisors.comfirm site, Sep 15, 2026
Professional profile
lidoadvisors.com/team/tony-chartreyreportedlidoadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history
IAPD current and previous registrations
  • Lido independent RIA current
    since Mar 28, 2024 · Los Angeles, Ca
  • Colorado Financial Management LLC former
    Apr 13, 2023 to Mar 28, 2024 · Seattle, Wa
  • Lido independent RIA
    Dec 22, 2022 to Apr 14, 2023 · Los Angeles, Ca
  • Mariner BD affiliated
    Aug 30, 2018 to Dec 21, 2022 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
Signals
  • James Chartrey left Colorado Financial Management Llc for Lido (registered 2024-03-28)
    Mar 28, 2024 · Advisor changed firm · fact
  • James Chartrey left Lido for Colorado Financial Management Llc (registered 2023-04-13)
    Apr 14, 2023 · Advisor changed firm · fact
  • James Chartrey left Mariner for Lido (registered 2022-12-22)
    Dec 21, 2022 · Advisor changed firm · fact
Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Independent wealth managerderived
Years in industry
17derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address