DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K••••••• • K•••• T•• A•• A•••• M••••••••• G••••

Former SEC-registered adviserSearcy, ArkansasCRD 165374SEC 801-77149IAPD
Legal name K••••••• • K•••• A•••• M••••••••• G••••• L••
Latest filing Mar 10, 2017
First filing on the tape Sep 10, 2012 · 19 filings
RAUM
$181M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$181M as of Mar 10, 2017
Jan 11, 2013$83.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 10, 2017
Jan 11, 20133 then
Employees (5.A)7 as of Mar 10, 2017
Jan 11, 20135 then
Private funds: no history
RAUM +11% over the last fiscal year+20% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 10, 2017; every figure names its basis
RAUM per advisor
$36.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$206,457derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
1.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+11%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
876reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K••••• B•••••••• S••••• · Managing Member/Chief Compliance Officercontrol
    since 08/2009 · owns 50% to 75%
  • K•••••••• J••••••• L••• · Managing Membercontrol
    since 08/2009 · owns 50% to 75%
  • K•••••• T•••••• J•••• · Coocontrol
    since 11/2016 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
  • Blytheville, AR
  • Little Rock, AR
What changed
consecutive filings, newest first
  • Accounts · 893 to 876
    Aug 10, 2016 to Mar 10, 2017
  • Financial planning clients · 251-500 to 0
    Aug 10, 2016 to Mar 10, 2017
  • Discretionary RAUM · $162M to $181M
    Aug 10, 2016 to Mar 10, 2017
  • RAUM · $162M to $181M
    Aug 10, 2016 to Mar 10, 2017
  • Accounts · 876 to 893
    Jan 6, 2016 to Mar 23, 2016
  • Advisory activities · 3 to 2
    Jan 6, 2016 to Mar 23, 2016
  • Financial planning clients · 0 to 251-500
    Jan 6, 2016 to Mar 23, 2016
  • Discretionary RAUM · $97.5M to $162M
    Jan 6, 2016 to Mar 23, 2016
  • Non-discretionary RAUM · $6.3M to $0
    Jan 6, 2016 to Mar 23, 2016
  • RAUM · $104M to $162M
    Jan 6, 2016 to Mar 23, 2016
  • Related broker-dealer · false to true
    Jan 6, 2016 to Mar 23, 2016
  • Accounts · 708 to 876
    Jul 14, 2014 to Mar 9, 2015
  • Advisory employees · 6 to 5
    Jul 14, 2014 to Mar 9, 2015
  • BD registered reps · 2 to 3
    Jul 14, 2014 to Mar 9, 2015
  • Business name · K••••••• • K•••• A•••• M••••••••• G••••• L•• to K••••••• • K•••• T•• A•• A•••• M••••••••• G••••
    Jul 14, 2014 to Mar 9, 2015
  • Employees · 14 to 7
    Jul 14, 2014 to Mar 9, 2015
  • State-registered IARs · 6 to 5
    Jul 14, 2014 to Mar 9, 2015
  • Discretionary RAUM · $99.9M to $97.5M
    Jul 14, 2014 to Mar 9, 2015
  • Non-discretionary RAUM · $5.3M to $6.3M
    Jul 14, 2014 to Mar 9, 2015
  • RAUM · $105M to $104M
    Jul 14, 2014 to Mar 9, 2015
  • Advisory employees · 5 to 6
    Feb 4, 2014 to Jul 14, 2014
  • Employees · 13 to 14
    Feb 4, 2014 to Jul 14, 2014
  • State-registered IARs · 5 to 6
    Feb 4, 2014 to Jul 14, 2014
  • Advisory activities · 4 to 3
    Oct 11, 2013 to Feb 4, 2014
  • BD registered reps · 0 to 2
    Oct 11, 2013 to Feb 4, 2014
  • Employees · 5 to 13
    Oct 11, 2013 to Feb 4, 2014
  • Discretionary RAUM · $100M to $99.9M
    Oct 11, 2013 to Feb 4, 2014
  • Non-discretionary RAUM · $0 to $5.3M
    Oct 11, 2013 to Feb 4, 2014
  • RAUM · $100M to $105M
    Oct 11, 2013 to Feb 4, 2014
  • Advisory employees · 4 to 5
    Apr 18, 2013 to Oct 11, 2013
  • Employees · 4 to 5
    Apr 18, 2013 to Oct 11, 2013
  • State-registered IARs · 4 to 5
    Apr 18, 2013 to Oct 11, 2013
  • Accounts · 588 to 708
    Feb 6, 2013 to Apr 18, 2013
  • Advisory employees · 3 to 4
    Feb 6, 2013 to Apr 18, 2013
  • Employees · 5 to 4
    Feb 6, 2013 to Apr 18, 2013
  • State-registered IARs · 3 to 4
    Feb 6, 2013 to Apr 18, 2013
  • Discretionary RAUM · $79.0M to $100M
    Feb 6, 2013 to Apr 18, 2013
  • Non-discretionary RAUM · $4.0M to $0
    Feb 6, 2013 to Apr 18, 2013
  • RAUM · $83.0M to $100M
    Feb 6, 2013 to Apr 18, 2013
  • Accounts · 0 to 588
    Dec 3, 2012 to Jan 11, 2013
Signals
1 dated events
  • K••••••• • K•••• A•••• M••••••••• G••••• I•• filed its initial SEC registration (Form ADV)
    Sep 10, 2012 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026