DFX Intelligence

T••••• J•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

T••••• J•••• K•••••

Advisor at M••••• A•••••••• L••

Little Rock, AR | OMAHA, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d2c3dd7-0b4f-8c77-3f37-c5b9159b0b85

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 2, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••• L••	Bd affiliated wealth	Aug 14, 2023	n/a	yes	Little Rock, AR\|OMAHA, NE	Current employment
S••••• M•••••••••	Independent wealth	Jun 14, 2017	Aug 2, 2023	no	NORTH LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	M••••• A•••••••• L••	Aug 2, 2023	Aug 14, 2023	12	Firm change	RIA to ibd
K••••••• • K•••• T•• A•• A•••• M••••••••• G••••	S••••• M•••••••••	Jun 1, 2017	Jun 14, 2017

Relationships

Registered with (5)

→ M••••• A•••••••• L••Registered adviserregistration: current employment
Aug 14, 2023 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Jun 14, 2017 to Aug 2, 2023factForm ADV
→ K••••••• • K•••• T•• A•• A•••• M••••••••• G••••Registered adviserregistration: previous registration
Jan 13, 2017 to Jun 1, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Aug 2, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d2c3dd7-0b4f-8c77-3f37-c5b9159b0b85
First observed: May 2, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.