DFX Intelligence

T••••• A••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

T••••• A••••• H•••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Walnut Creek, CA

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Search this name across graphsid dfx:ria:7e2e95f9-b754-f461-b65f-395511411af2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jul 24, 2025	n/a	yes	OVERLAND PARK, KS\|Walnut Creek, CA	Current employment
B••••• F•••••• I••••••••• C••••••••• L•••	Former SEC adviser	Oct 28, 2020	Jul 21, 2025	no	WALNUT CREEK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••• I••••••••• C••••••••• L•••	C••••••• P•••••••	Jul 21, 2025	Jul 24, 2025	3	Firm change	RIA to RIA
E•••••••• W••••• P•••••••• L••	B••••• F•••••• I••••••••• C••••••••• L•••	May 25, 2021	Oct 28, 2020

Relationships

Registered with (6)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jul 24, 2025 to presentfactForm ADV
→ B••••• F•••••• I••••••••• C••••••••• L•••Registered adviserregistration: previous registration
Oct 28, 2020 to Jul 21, 2025factForm ADV
→ E•••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 7, 2018 to May 25, 2021factForm ADV
→ L••••••• P•••••• A•••• M••••••••• L••

Dated events

Occurred
Jul 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e2e95f9-b754-f461-b65f-395511411af2
First observed: Jan 20, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.