RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A••••• H•••••
- C••••••• P••••••• independent RIA currentsince Jul 24, 2025 · Overland Park, Ks
- B••••• F•••••• I••••••••• C••••••••• L••• formerOct 28, 2020 to Jul 21, 2025 · Walnut Creek, Ca
- E•••••••• W••••• P•••••••• L•• independent RIADec 7, 2018 to May 25, 2021 · Walnut Creek, Ca
- L••••••• P•••••• A•••• M••••••••• L•• independent RIAJun 27, 2016 to Jan 8, 2019 · Alamo, Ca
- H••••• F•••••••• C••••••••• L•• unclassifiedAug 12, 2004 to Jan 16, 2008 · Woodbury, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJan 20, 2003 to May 16, 2003 · Overland Park, Ks
- B••••• F•••••• I••••••••• C••••••••• L••• to C••••••• P•••••••left Jul 21, 2025, registered Jul 24, 2025 (3 days) · RIA to RIA
- E•••••••• W••••• P•••••••• L•• to B••••• F•••••• I••••••••• C••••••••• L•••left May 25, 2021, registered Oct 28, 2020 (-209 days) · RIA to RIA
- L••••••• P•••••• A•••• M••••••••• L•• to E•••••••• W••••• P•••••••• L••left Jan 8, 2019, registered Dec 7, 2018 (-32 days) · RIA to RIA
- H••••• F•••••••• C••••••••• L•• to L••••••• P•••••• A•••• M••••••••• L••left Jan 16, 2008, registered Jun 27, 2016 (3085 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to H••••• F•••••••• C••••••••• L••left May 16, 2003, registered Aug 12, 2004 (454 days) · Other
- Thomas Andrew Howard left Bedell Frazier Investment Counselling, Llc. for Creative Planning (registered 2025-07-24)Jul 21, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address