DFX Intelligence

M••• L•• T••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

M••• L•• T••••••••

Advisor at O•••••••• F•••••••• S••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:7e53081f-4107-a21a-3047-4e1650463bf4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• W••••• M•••••••••	Independent wealth	Sep 11, 2025	n/a	yes	Indian Valley, VA\|BIRMINGHAM, AL\|Indian Harbor Beach, FL	Current employment
O•••••••• F•••••••• S••••••• L••	Independent wealth	Oct 29, 2020	n/a	yes	Indian Valley, VA\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	O•••••••• F•••••••• S••••••• L••	Oct 27, 2020	Oct 29, 2020	2	Firm change	Ibd to RIA
C••••• A•••••• N••••••• L••	B••• V••• C•••••• M•••••••••	Sep 25, 2014	Jan 5, 2006

Relationships

Registered with (7)

→ O•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Sep 11, 2025 to presentfactForm ADV
→ O•••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Oct 29, 2020 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Sep 29, 2014 to Oct 27, 2020factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7e53081f-4107-a21a-3047-4e1650463bf4
First observed: Mar 20, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.