RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- O•••••••• W••••• M••••••••• independent RIA currentsince Sep 11, 2025 · Indian Valley, Va
- O•••••••• F•••••••• S••••••• L•• independent RIA currentsince Oct 29, 2020 · Indian Valley, Va
- N••• F•••••••• G••••• I••• formerSep 29, 2014 to Oct 27, 2020 · Sonoma, Ca
- B••• V••• C•••••• M••••••••• unclassifiedJan 5, 2006 to Dec 31, 2008 · Indian Harbour Beach, Fl
- C••••• A•••••• N••••••• L•• formerOct 27, 2005 to Sep 25, 2014 · Indian Harbour Beach, Fl
- B••• V••• S••••••••• L•• unclassifiedAug 5, 2004 to Dec 31, 2005 · Indian Harbour Beach, Fl
- S••••• F•••••••• G•••• I•• formerMar 20, 2002 to Sep 19, 2002 · Indialantic, Fl
- N••• F•••••••• G••••• I••• to O•••••••• F•••••••• S••••••• L••left Oct 27, 2020, registered Oct 29, 2020 (2 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A•••••• N••••••• L•• to B••• V••• C•••••• M•••••••••left Sep 25, 2014, registered Jan 5, 2006 (-3185 days) · Other
- B••• V••• C•••••• M••••••••• to N••• F•••••••• G••••• I•••left Dec 31, 2008, registered Sep 29, 2014 (2098 days) · Other
- B••• V••• S••••••••• L•• to C••••• A•••••• N••••••• L••left Dec 31, 2005, registered Oct 27, 2005 (-65 days) · Other
- S••••• F•••••••• G•••• I•• to B••• V••• S••••••••• L••left Sep 19, 2002, registered Aug 5, 2004 (686 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address