DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••• I••••••••• M••••••••• L••
Latest filing Jul 28, 2026
First filing on the tape Sep 9, 2022 · 15 filings
SEC status approved since Feb 10, 2023
RAUM
$279M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$279M
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$279M as of Jul 28, 2026
Mar 24, 2023$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Mar 24, 20230 then
Employees (5.A)10 as of Jul 28, 2026
Mar 24, 20234 then
Private funds: no history
RAUM +622% over the last fiscal yearIARs 0 to 0offices 3 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $279MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $27.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +622%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$279M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• F•••••• P•••• | Lynnfield, Ma | May 11, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• F•••••• P•••• from P••••• I••••••••• M••••••••• L••May 11, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••• H•••••• F•••••• · Ceocontrolsince 07/2022 · owns less than 5%
- S••••••••• G•••• J••••• · Chief Compliance Officercontrolsince 09/2022 · owns less than 5%
- A••••••• J•••• P•••••• · Managercontrolsince 01/2013 · owns 75% or more of F•• I••••••••• L••
- C•••• H•••••• F•••••• · Membercontrolsince 07/2022 · owns 25% to 50% of K••• I••••••••• I•••
Entity owners
- K••• I••••••••• I••• · Sole Shareholderdirect · owns 75% or more
- F•• I••••••••• L•• · Shareholderindirect · owns 25% to 50% of K••• I••••••••• I•••
Related persons
Schedule D 7.A
- P•••••••investment advisernRAUM $2.2M
- F••••• R••investment advisernRAUM $31,345
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Related adviser · true to falseJun 3, 2026 to Jul 28, 2026
- Other offices · 4 to 0May 29, 2026 to Jun 3, 2026
- Other offices · 3 to 4Apr 14, 2026 to May 29, 2026
- Accounts · 1 to 10Feb 25, 2025 to Mar 18, 2026
- BD registered reps · 2 to 7Feb 25, 2025 to Mar 18, 2026
- Employees · 3 to 10Feb 25, 2025 to Mar 18, 2026
- Discretionary RAUM · $38.7M to $279MFeb 25, 2025 to Mar 18, 2026
- RAUM · $38.7M to $279MFeb 25, 2025 to Mar 18, 2026
- Advisory employees · 1 to 2Apr 27, 2024 to Feb 25, 2025
- BD registered reps · 0 to 2Apr 27, 2024 to Feb 25, 2025
- Financial planning clients · unset to Apr 27, 2024 to Feb 25, 2025
- Discretionary RAUM · $3.8M to $38.7MApr 27, 2024 to Feb 25, 2025
- RAUM · $3.8M to $38.7MApr 27, 2024 to Feb 25, 2025
- Other offices · 0 to 3Mar 14, 2024 to Apr 27, 2024
- Accounts · 0 to 1Oct 23, 2023 to Mar 14, 2024
- Employees · 4 to 3Oct 23, 2023 to Mar 14, 2024
- Discretionary RAUM · $0 to $3.8MOct 23, 2023 to Mar 14, 2024
- RAUM · $0 to $3.8MOct 23, 2023 to Mar 14, 2024
- Assets in custody · 0.0 to unsetSep 14, 2022 to Oct 13, 2022
- Custody of client assets · true to falseSep 14, 2022 to Oct 13, 2022
Signals
4 dated events
- Fonghao Howard Chan (Ceo) appeared on Schedule A of K••• I••••••••• M••••••••• L••Oct 23, 2023 · Control person joined · fact
- Fonghao Howard Chan (Founder & Ceo) no longer on Schedule A of K••• I••••••••• M••••••••• L•• (listed 2022-10-13, absent 2022-10-20)Oct 20, 2022 · Control person left · inference
- Joseph Gery Sadzewicz (Chief Compliance Officer) appeared on Schedule A of K••• I••••••••• M••••••••• L••Oct 13, 2022 · Control person joined · fact
- K••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 9, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kurvinvestreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kurvinvest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 888-393-5878reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $279Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026