DFX Intelligence

C••• L•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

C••• L•••• H••••••

Advisor at T••• I••••••••• A•••••••• L••

Austin, TX | LAGUNA NIGUEL, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 2, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• I••••••••• A•••••••• L••	Independent wealth	Jul 18, 2024	n/a	yes	Austin, TX\|LAGUNA NIGUEL, CA	Current employment
T•••••••• S••••••••• I•••	Former SEC adviser	Feb 23, 2022	Aug 4, 2022	no	AUSTIN, TX\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••••• S••••••••• I•••	T••• I••••••••• A•••••••• L••	Aug 4, 2022	Jul 18, 2024	714	Firm change after gap	Other
T••••••• C••••••• L••	T•••••••• S••••••••• I•••	Mar 2, 2020	Feb 23, 2022

Relationships

Registered with (7)

→ T••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 24, 2018 to Feb 24, 2020factForm ADV
→ T•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Feb 23, 2022 to Aug 4, 2022factForm ADV
→ T••••••• C••••••• L••Registered adviserregistration: previous registration
Apr 29, 2019 to Mar 2, 2020factForm ADV
→ H••••• D•••••

Dated events

Occurred
Aug 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.