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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Gregory David Timmerman

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Thomson, IL | Geneseo, IL

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Search this name across graphsid dfx:ria:7f1919a2-4df2-7318-83c4-1cedb57fa71f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Sep 12, 1997
First registration: Nov 8, 2006
Dual registered: yes, broker-dealer
Other names: Greg Timmerman
IAPD individual key: 2937867

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Oct 29, 2019	n/a	yes	Geneseo, IL\|Thomson, IL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Aug 2, 2018	Sep 10, 2019	no	Cedar Rapids, IA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Aug 2, 2018	Sep 10, 2019	no	CEDAR RAPIDS, IA	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Apr 22, 2015	Jul 10, 2018	no	GALENA, IL\|Dubuque, IA\|DUBUQUE, IA\|Dubuque, IA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 24, 2012	Apr 15, 2015	no	DUBUQUE, IA\|EAST DUBUQUE, IL\|DUBUQUE, IA\|MADISON, WI\|LANCASTER, WI\|DUBUQUE, IA\|ALBUQUERQUE, NM\|PLATTEVILLE, WI\|PLATTEVILLE, WI\|MONROE, WI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 9, 2011	Feb 21, 2012	no	Lake Geneva, WI	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Sep 13, 2010	Sep 29, 2011	no	MILWAUKEE, WI	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Feb 25, 2009	Sep 29, 2010	no	CHARLOTTE, NC\|FRANKLIN, WI\|MUKWONAGO, WI\|MILWAUKEE, WI\|MUSKEGO, WI\|MILWAUKEE, WI\|WAUKESHA, WI\|S. MILWAUKEE, WI\|WEST ALLIS, WI\|GREENFIELD, WI	Previous registration
STEELE CAPITAL MANAGEMENT, INC.	Independent wealth	Nov 8, 2006	Feb 24, 2009	no	DUBUQUE, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 10, 2019	Aug 2, 2018	-404	Bulk transfer	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 10, 2019	Aug 2, 2018	-404	Channel change	Other
U.S. BANCORP INVESTMENTS, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 10, 2018	Aug 2, 2018	23	Firm change	Ibd to RIA
LPL FINANCIAL LLC	U.S. BANCORP INVESTMENTS, INC.	Apr 15, 2015	Apr 22, 2015	7	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Feb 21, 2012	Feb 24, 2012	3	Firm change	Other
M&I INVESTMENT MANAGEMENT CORP.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 29, 2011	Sep 9, 2011	-20	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	M&I INVESTMENT MANAGEMENT CORP.	Sep 29, 2010	Sep 13, 2010	-16	Firm change	Other
STEELE CAPITAL MANAGEMENT, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Feb 24, 2009	Feb 25, 2009	1	Firm change	Other

Relationships

Registered with (9)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
Oct 29, 2019 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 2, 2018 to Sep 10, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Aug 2, 2018 to Sep 10, 2019factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 22, 2015 to Jul 10, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 24, 2012 to Apr 15, 2015factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Sep 9, 2011 to Feb 21, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Sep 13, 2010 to Sep 29, 2011factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Feb 25, 2009 to Sep 29, 2010factForm ADV
→ STEELE CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 8, 2006 to Feb 24, 2009factForm ADV

Dated events

No dated event names this entity yet.