DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at D•••• W••••• A•••••••
LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•••• W••••• A••••••• | Independent wealth | Jan 13, 2021 | n/a | yes | LEHI, UT | Current employment |
| M••••••• C•••••• L•• | n/a | Jul 13, 2018 | Jan 7, 2021 | no | Lehi, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••••• C•••••• L•• | D•••• W••••• A••••••• | Jan 7, 2021 | Jan 13, 2021 | 6 | Firm change | Other |
| A•••••• I••••••••• A•••••••• L•• | M••••••• C•••••• L•• | Jun 20, 2018 | Jul 13, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 294464:174728:UT:2021-01-07 | Jan 7, 2021 | Jan 13, 2021 | LEHI, UT | Firm change |
| A•••••• I••••••••• A•••••••• L•• | Former SEC adviser | Apr 28, 2016 | Jun 20, 2018 | no | SOUTH JORDAN, UT|IDAHO FALLS, ID | Previous registration |
| K••• C•••••• A•••••••• L•• | Former SEC adviser | Dec 20, 2013 | Apr 28, 2016 | no | DRAPER, UT | Previous registration |
| J• P• T••••• • C•••••• C•••••• M••••••••• L•• | Former SEC adviser | Mar 15, 2010 | Nov 27, 2013 | no | HIGHLAND, UT | Previous registration |
| I••••••• S••••••••• I••• | n/a | Apr 7, 2008 | Mar 4, 2010 | no | MIDVALE, UT|LEHI, UT|ALPINE, UT | Previous registration |
| K••• C•••••• A•••••••• L•• | Former SEC adviser | Feb 16, 2006 | Oct 18, 2007 | no | DRAPER, UT | Previous registration |
| M• H••••••• S••••••••• I••• | Bd affiliated wealth | Sep 29, 2004 | Sep 2, 2005 | no | DRAPER, UT | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Feb 2, 2001 | Sep 2, 2004 | no | SALT LAKE CITY, UT | Previous registration |
| 23 |
| Firm change |
| Other |
| K••• C•••••• A•••••••• L•• | A•••••• I••••••••• A•••••••• L•• | Apr 28, 2016 | Apr 28, 2016 | 0 | Firm change | Other |
| J• P• T••••• • C•••••• C•••••• M••••••••• L•• | K••• C•••••• A•••••••• L•• | Nov 27, 2013 | Dec 20, 2013 | 23 | Firm change | Other |
| I••••••• S••••••••• I••• | J• P• T••••• • C•••••• C•••••• M••••••••• L•• | Mar 4, 2010 | Mar 15, 2010 | 11 | Firm change | Other |
| K••• C•••••• A•••••••• L•• | I••••••• S••••••••• I••• | Oct 18, 2007 | Apr 7, 2008 | 172 | Firm change | Other |
| M• H••••••• S••••••••• I••• | K••• C•••••• A•••••••• L•• | Sep 2, 2005 | Feb 16, 2006 | 167 | Firm change | Other |
| O•••• F•• I••• | M• H••••••• S••••••••• I••• | Sep 2, 2004 | Sep 29, 2004 | 27 | Firm change | Other |