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RIA / WealthAdvisorCertified Financial Planner19 years in industry

RICHARD MOBLEY RINGGOLD

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

Naples, FL | WHEATON, IL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jan 16, 2007
First registration: Oct 17, 2006
Dual registered: no
Other names: RICHARD M RINGGOLD|RICHARD MOBLEY RINGGOLD|RICHARD RINGGOLD
IAPD individual key: 4199241

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Feb 10, 2014	n/a	yes	WHEATON, IL\|Naples, FL	Current employment
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Apr 13, 2010	Feb 28, 2011	no	NAPLES, FL\|NAPLES, FL\|Cedar Rapids, IA	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Mar 5, 2009	Apr 6, 2010	no	OVERLAND PARK, KS\|NAPLES, FL	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Nov 20, 2007	Feb 18, 2009	no	NAPLES, FL\|NAPLES, FL\|PONTE VEDRA BEACH, FL	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Oct 17, 2006	Nov 30, 2007	no	AUSTIN, TX\|NAPLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Feb 28, 2011	Feb 10, 2014	1,078	Firm change after gap	Other
VSR ADVISORY SERVICES	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Apr 6, 2010	Apr 13, 2010	7	Firm change	Other
FIRST ALLIED SECURITIES, INC.	VSR ADVISORY SERVICES	Feb 18, 2009	Mar 5, 2009	15	Firm change	Other
NFP ADVISOR SERVICES, LLC	FIRST ALLIED SECURITIES, INC.	Nov 30, 2007	Nov 20, 2007	-10	Firm change	Other

Relationships

Registered with (5)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Feb 10, 2014 to presentfactForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 13, 2010 to Feb 28, 2011factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 5, 2009 to Apr 6, 2010factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Nov 20, 2007 to Feb 18, 2009factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Oct 17, 2006 to Nov 30, 2007factForm ADV

Dated events

No dated event names this entity yet.