RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• M••••• R•••••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Feb 10, 2014 · Wheaton, Il
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedApr 13, 2010 to Feb 28, 2011 · Naples, Fl
- V•• A••••••• S••••••• formerMar 5, 2009 to Apr 6, 2010 · Overland Park, Ks
- F•••• A••••• S••••••••• I••• formerNov 20, 2007 to Feb 18, 2009 · Naples, Fl
- N•• A•••••• S•••••••• L•• formerOct 17, 2006 to Nov 30, 2007 · Austin, Tx
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to B••••••••• C•••••• M••••••••• L••left Feb 28, 2011, registered Feb 10, 2014 (1078 days) · Other
- V•• A••••••• S••••••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Apr 6, 2010, registered Apr 13, 2010 (7 days) · Other
- F•••• A••••• S••••••••• I••• to V•• A••••••• S•••••••left Feb 18, 2009, registered Mar 5, 2009 (15 days) · Other
- N•• A•••••• S•••••••• L•• to F•••• A••••• S••••••••• I•••left Nov 30, 2007, registered Nov 20, 2007 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address