DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Stephen Cotterell
Feed of 09/15/2026
Also filed as Chris S Cotterell
At current firm
2 y
since Jan 2, 2024
In the industry
31 y
since Jul 20, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthcare Advisory Partners LLC BD affiliated currentsince Jan 2, 2024 · Winchester, Va
- Water Street Financial LLC formerOct 1, 2021 to Dec 31, 2023 · Winchester, Va
- Wealthcare Advisory Partners LLC BD affiliatedFeb 3, 2016 to Sep 30, 2021 · Winchester, Va
- Osaic Institutions, Inc. BD affiliatedJun 1, 2008 to Jan 29, 2016 · Strasburg, Va
- Bi Investments, LLC unclassifiedNov 2, 2007 to Jun 1, 2008 · Winchester, Va
- American General Securities Incorporated unclassifiedOct 20, 2004 to Oct 8, 2007 · Winchester, Va
Moves
a registration end followed by a registration begin elsewhere
- Water Street Financial LLC to Wealthcare Advisory Partners LLCleft Dec 31, 2023, registered Jan 2, 2024 (2 days) · RIA to RIA · moved with a team
- Wealthcare Advisory Partners LLC to Water Street Financial LLCleft Sep 30, 2021, registered Oct 1, 2021 (1 days) · RIA to a newly registered adviser · moved with a team
- Osaic Institutions, Inc. to Wealthcare Advisory Partners LLCleft Jan 29, 2016, registered Feb 3, 2016 (5 days) · Other · moved with a team
- Bi Investments, LLC to Osaic Institutions, Inc.left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move
- American General Securities Incorporated to Bi Investments, LLCleft Oct 8, 2007, registered Nov 2, 2007 (25 days) · Other
Signals
- Christopher Stephen Cotterell left Water Street Financial Llc for Wealthcare Advisory Partners Llc (registered 2024-01-02)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address