DFX Intelligence

R••••• B•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

R••••• B•••• C••••

Advisor at F•••• P••••••• W•••••• L••

Los Angeles, CA

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Search this name across graphsid dfx:ria:8070ff6e-bfbe-5bac-51c0-c75df4eb0be5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 10, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	Los Angeles, CA	Current employment
C•••••••• M••••••••• G••••	Former SEC adviser	Mar 18, 2019	Sep 23, 2025	no	Santa Monica, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• M••••••••• G••••	F•••• P••••••• W•••••• L••	Sep 23, 2025	Jul 1, 2025	-84	Bulk transfer	RIA to RIA
A••••• A•• P••••••• S•••••••	C•••••••• M••••••••• G••••	Mar 25, 2019	Mar 18, 2019

Relationships

Registered with (6)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ C•••••••• M••••••••• G••••Registered adviserregistration: previous registration
Mar 18, 2019 to Sep 23, 2025factForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Aug 22, 2016 to Mar 25, 2019factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8070ff6e-bfbe-5bac-51c0-c75df4eb0be5
First observed: Dec 13, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.