RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••• C••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2025 · Los Angeles, Ca
- C•••••••• M••••••••• G•••• formerMar 18, 2019 to Sep 23, 2025 · Santa Monica, Ca
- A••••• A•• P••••••• S••••••• BD affiliatedAug 22, 2016 to Mar 25, 2019 · Austin, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 19, 2012 to Jul 29, 2016 · Houston, Tx
- T• A••••••••• I••• formerApr 19, 2012 to Jul 29, 2016 · Houston, Tx
- W•••• F•••• A••••••• wirehouseDec 13, 2010 to Jan 23, 2012 · Dallas, Tx
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 1, 2025 (-84 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to C•••••••• M••••••••• G••••left Mar 25, 2019, registered Mar 18, 2019 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 29, 2016, registered Apr 19, 2012 (-1562 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 29, 2016, registered Apr 19, 2012 (-1562 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 23, 2012, registered Apr 19, 2012 (87 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address