DFX Intelligence

N•••• K•• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

N•••• K•• P••••••••

Advisor at T••••••••• L••

Scottsdale, AZ | BUDA, TX

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Search this name across graphsid dfx:ria:80be1a9e-d0c9-b270-66d6-002ff49bc869

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• L••	Independent wealth	Apr 9, 2026	n/a	yes	BUDA, TX\|Scottsdale, AZ	Current employment
S••••••••• C•••••• L••	Independent wealth	Jun 14, 2018	Apr 10, 2026	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• C•••••• L••	T••••••••• L••	Apr 10, 2026	Apr 9, 2026	-1	Firm change	RIA to RIA
C•••••• S••••• • C••• I•••	S••••••••• C•••••• L••	Apr 16, 2018	Jun 14, 2018

Relationships

Registered with (6)

→ T••••••••• L••Registered adviserregistration: current employment
Apr 9, 2026 to presentfactForm ADV
→ S••••••••• C•••••• L••Registered adviserregistration: previous registration
Jun 14, 2018 to Apr 10, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 22, 2015 to Apr 16, 2018factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
Apr 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:80be1a9e-d0c9-b270-66d6-002ff49bc869
First observed: Sep 12, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.