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RIA / WealthAdvisor24 years in industry

JOHN L SHOCKEY

Advisor at STRATEGIC ASSET MANAGEMENT LLC.

Granbury, TX

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Search this name across graphsid dfx:ria:818693e7-ff88-3242-ab5f-4c94a08251c4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ASSET MANAGEMENT LLC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 8, 2002
First registration: Jul 8, 2005
Dual registered: no
Other names: JOHN L SHOCKEY
IAPD individual key: 4500774

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ASSET MANAGEMENT LLC.	Independent wealth	Apr 23, 2026	n/a	yes	Granbury, TX	Current employment
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC	Independent wealth	Feb 26, 2016	Nov 26, 2025	no	Shreveport, LA\|WILLIAMSVILLE, NY\|Marshall, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 23, 2015	Feb 19, 2016	no	Shreveport, LA	Previous registration
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 12, 2014	Nov 13, 2015	no	SHREVEPORT, LA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 8, 2005	Mar 20, 2014	no	SHREVEPORT, LA\|SHREVEPORT, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC	STRATEGIC ASSET MANAGEMENT LLC.	Nov 26, 2025	Apr 23, 2026	148	Firm change	RIA to RIA
CETERA INVESTMENT ADVISERS LLC	INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC	Feb 19, 2016	Feb 26, 2016	7	Firm change	Other
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 13, 2015	Oct 23, 2015	-21	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC	Mar 20, 2014	Mar 12, 2014	-8	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ASSET MANAGEMENT LLC.Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2016 to Nov 26, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 23, 2015 to Feb 19, 2016factForm ADV
→ J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 12, 2014 to Nov 13, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 8, 2005 to Mar 20, 2014factForm ADV

Dated events

Occurred
Nov 26, 2025
Advisor changed firm
John L Shockey left Independent Solutions Wealth Management, Llc for Strategic Asset Management Llc. (registered 2026-04-23)
Form ADVobserved 6 days ago