DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John L Shockey
Feed of 09/14/2026
Also filed as John L Shockey
At current firm
0 y
since Apr 23, 2026
In the industry
24 y
since May 8, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Asset Management LLC. independent RIA currentsince Apr 23, 2026 · Granbury, Tx
- Independent Solutions Wealth Management, LLC independent RIAFeb 26, 2016 to Nov 26, 2025 · Shreveport, La
- Cetera Investment Advisers LLC BD affiliatedOct 23, 2015 to Feb 19, 2016 · Shreveport, La
- J P Turner & Company Capital Management, LLC formerMar 12, 2014 to Nov 13, 2015 · Shreveport, La
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 8, 2005 to Mar 20, 2014 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- Independent Solutions Wealth Management, LLC to Strategic Asset Management LLC.left Nov 26, 2025, registered Apr 23, 2026 (148 days) · RIA to RIA
- Cetera Investment Advisers LLC to Independent Solutions Wealth Management, LLCleft Feb 19, 2016, registered Feb 26, 2016 (7 days) · Other
- J P Turner & Company Capital Management, LLC to Cetera Investment Advisers LLCleft Nov 13, 2015, registered Oct 23, 2015 (-21 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to J P Turner & Company Capital Management, LLCleft Mar 20, 2014, registered Mar 12, 2014 (-8 days) · Other
Signals
- John L Shockey left Independent Solutions Wealth Management, Llc for Strategic Asset Management Llc. (registered 2026-04-23)Nov 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address