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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STRATEGIC ASSET MANAGEMENT LLC.

CRD 306384

ROCHESTER, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa6aecc0-0dce-0623-2c47-88e14d684cdb

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Jan 28, 2021 to Jan 22, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $218MItem 5.F on the latest filing (2026-01-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $218M
Private client RAUM: $215MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $19.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 10
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 233
Individual clients: 156
High net worth clients: 75
SEC number: 801-120401
CRD: 306384
Filings on the tape: 21
First filed: Jan 28, 2021
Latest filed: Jan 22, 2026
Organised: Limited Liability Company, MN
Website: strategicassetmgt.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Susan Marshall Mims	Certified Financial Planner	ROCHESTER, MN \| IOWA CITY, IA	5	26	1	no
DAVID LESTER DARNER	n/a	IOWA CITY, IA	5	46	3	no
WADE MICHAEL JOHNSON	n/a	Iowa City, IA	5	25	6	no
MONICA RAE MIMS	n/a	Iowa City, IA	5	11	1	no
David J Willeumier	n/a	East Dundee, IL	5	22	3	no
NATHAN ANDREW LOVIK	Certified Financial Planner	ROCHESTER, MN	3	19	3	no
JONATHAN PAUL HORICK	Chartered Financial Analyst	Minneapolis, MN	1	33	2	no
Kristen Marie Mueller	n/a	St. Paul, MN	0	18	2	no
JOHN L SHOCKEY	n/a	Granbury, TX	0	24	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LOVIK, NATHAN, ANDREW	Cco	Na	yes	03/2024	Jan 28, 2021	Sep 26, 2024
NELSON, GREGORY, BRIAN	PRESIDENT AND OWNER	E	yes	03/2023	Feb 15, 2023	Sep 26, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
IOWA CITY	Ia	United States	1	no
EAST DUNDEE	IL	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 22, 2026	$218M	$218M	11	10	4	n/a	n/a
2024	Feb 28, 2025	$124M	$124M	7	7	2	n/a	n/a
2023	Feb 23, 2024	$118M	$118M	7	6	2	n/a	n/a
2022	Jan 23, 2023	$104M	$104M	7	6	2	n/a	n/a
2021	Jan 26, 2022	$118M	$118M	8	7	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$218M	$124M	75.4%	$104M	28.2%	11	7	4	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RDA FINANCIAL NETWORK	2	Oct 5, 2020	Jan 4, 2021	CORALVILLE, IA	Team lift out	RIA to RIA	10.0%

Relationships

Registered with (11)

← JOHN L SHOCKEYAdvisorregistration: current employment
Apr 23, 2026 to presentfactForm ADV
← Kristen Marie MuellerAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← JONATHAN PAUL HORICKAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← ADAM LEE RAINEYAdvisorregistration: current employment
Mar 26, 2024 to presentfactForm ADV
← NATHAN ANDREW LOVIKAdvisorregistration: previous registration
Feb 5, 2020 to Feb 15, 2023factForm ADV
← GREGORY BRIAN NELSONAdvisorregistration: current employment
Feb 6, 2023 to presentfactForm ADV
← David J WilleumierAdvisorregistration: current employment
Mar 10, 2021 to presentfactForm ADV
← WADE MICHAEL JOHNSONAdvisorregistration: current employment
Jan 4, 2021 to presentfactForm ADV
← MONICA RAE MIMSAdvisorregistration: current employment
Jan 4, 2021 to presentfactForm ADV
← DAVID LESTER DARNERAdvisorregistration: current employment
Oct 27, 2020 to presentfactForm ADV
← Susan Marshall MimsAdvisorregistration: current employment
Oct 5, 2020 to presentfactForm ADV

Controls (2)

← NELSON, GREGORY, BRIANOwnerPRESIDENT AND OWNER, ownership code E, individual
Feb 15, 2023 to Sep 26, 2024factForm ADV
← LOVIK, NATHAN, ANDREWOwnerCCO, ownership code NA, individual
Jan 28, 2021 to Sep 26, 2024factForm ADV

Moved with (1)

← RDA FINANCIAL NETWORKRegistered adviser2 advisors, team lift out, same day
Oct 5, 2020 to Jan 4, 2021factForm ADV

Dated events

Occurred
Apr 19, 2024
Control person left
Rebecca Baedke (Chief Compliance Officer) no longer on Schedule A of Strategic Asset Management Llc. (listed 2024-04-19, absent 2024-04-19)
Form ADVobserved 5 days ago
Occurred
Apr 19, 2024
Control person joined
Andrew Nathan Lovik (Cco) appeared on Schedule A of Strategic Asset Management Llc.
Form ADVobserved 5 days ago
Occurred
Feb 15, 2023
Control person left
Andrew Nathan Lovik (Managing Member) no longer on Schedule A of Strategic Asset Management Llc. (listed 2023-01-23, absent 2023-02-15)
Form ADVobserved 5 days ago
Occurred
Feb 15, 2023
Control person joined
Brian Gregory Nelson (President And Owner) appeared on Schedule A of Strategic Asset Management Llc.
Form ADVobserved 5 days ago
Occurred
Jan 28, 2021
First Form ADV filing
Strategic Asset Management Llc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aa6aecc0-0dce-0623-2c47-88e14d684cdb
First observed: Jan 28, 2021
Last observed: Jan 22, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STRATEGIC ASSET MANAGEMENT LLC.

CRD 306384

ROCHESTER, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aa6aecc0-0dce-0623-2c47-88e14d684cdb

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Susan Marshall Mims

Certified Financial Planner

ROCHESTER, MN | IOWA CITY, IA

DAVID LESTER DARNER

n/a

IOWA CITY, IA

WADE MICHAEL JOHNSON

n/a

Iowa City, IA

MONICA RAE MIMS

n/a

Iowa City, IA

David J Willeumier

n/a

East Dundee, IL

NATHAN ANDREW LOVIK

Certified Financial Planner

ROCHESTER, MN

JONATHAN PAUL HORICK

Chartered Financial Analyst

Minneapolis, MN

Kristen Marie Mueller

n/a

St. Paul, MN

JOHN L SHOCKEY

n/a

Granbury, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LOVIK, NATHAN, ANDREW

Cco

yes

03/2024

Jan 28, 2021

Sep 26, 2024

NELSON, GREGORY, BRIAN

PRESIDENT AND OWNER

yes

03/2023

Feb 15, 2023

Sep 26, 2024

City

State

Country

Employees

Also broker-dealer

IOWA CITY

United States

EAST DUNDEE

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 22, 2026

$218M

n/a

2024

Feb 28, 2025

$124M

n/a

2023

Feb 23, 2024

$118M

n/a

2022

Jan 23, 2023

$104M

n/a

2021

Jan 26, 2022

$118M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$218M

$124M

75.4%

$104M

28.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RDA FINANCIAL NETWORK

Oct 5, 2020

Jan 4, 2021

CORALVILLE, IA

Team lift out

RIA to RIA

10.0%