D•••• B•••••

Advisor at B••••••••• W••••• A•••••••• L••

WHEATON, IL | Laguna Hills, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:81e78cad-6006-44fb-0ac7-491f9ef21c35

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Dec 29, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• W••••• A•••••••• L••	No RAUM reported	Jan 4, 2024	n/a	yes	Laguna Hills, CA\|WHEATON, IL	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	May 29, 2019	Jan 9, 2024	no	Laguna Hills, CA\|BRENTWOOD, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	B••••••••• W••••• A•••••••• L••	Jan 9, 2024	Jan 4, 2024	-5	Firm change	Other
S••••• M•••••••••	V••••• C•••••• M••••••••• L••	Jun 5, 2018	May 29, 2019

Relationships

Registered with (10)

→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jan 4, 2024 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
May 29, 2019 to Jan 9, 2024factForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Jun 20, 2017 to Jun 5, 2018factForm ADV
→ F•••• A••••••• N•••••••• L••

Dated events

Occurred
Jan 9, 2024
A•••••• firm change
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:81e78cad-6006-44fb-0ac7-491f9ef21c35
First observed: Aug 2, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.