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M••• A••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

M••• A••••• T••••••

Advisor at D•••• I••••••••• M••••••••• L••

Plano, TX

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Search this name across graphsid dfx:ria:822ff812-6be0-cb97-0f16-34878c48407c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• I••••••••• M••••••••• L••	Independent wealth	Sep 3, 2019	n/a	yes	Plano, TX	Current employment
V•• A•••••••• I•••	Former SEC adviser	Nov 10, 2010	Dec 31, 2018	no	LOS ANGELES, CA\|Plano, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•• A•••••••• I•••	D•••• I••••••••• M••••••••• L••	Dec 31, 2018	Sep 3, 2019	246	Firm change	Other
M•••••• A••••• S••••••••• L••	V•• A•••••••• I•••	Nov 10, 2010	Nov 10, 2010

Relationships

Registered with (7)

→ D•••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Sep 3, 2019 to presentfactForm ADV
→ V•• A•••••••• I•••Registered adviserregistration: previous registration
Nov 10, 2010 to Dec 31, 2018factForm ADV
→ M•••••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 12, 2009 to Nov 10, 2010factForm ADV
→ M•••••• A••••• A•••••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:822ff812-6be0-cb97-0f16-34878c48407c
First observed: Apr 11, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.