J••• L•••••

Advisor at A••••••••• I••••••••• S•••••••• I•••

HUDSON, WI | GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:82356450-74e0-e7a9-31b3-687c4b9ef888

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jun 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• S•••••••• I•••	Independent wealth	Sep 3, 2026	n/a	yes	GREEN BAY, WI\|HUDSON, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 9, 2024	Mar 6, 2026	no	FORT MILL, SC\|Hudson, WI\|HUDSON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••••• I••••••••• S•••••••• I•••	Mar 6, 2026	Sep 3, 2026	181	Firm change	Ibd to RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Dec 7, 2023	Jan 9, 2024

Relationships

Registered with (6)

→ A••••••••• I••••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2024 to Mar 6, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 1, 2018 to Dec 7, 2023factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
J••• L••••• left L•• F•••••••• L•• for A••••••••• I••••••••• S•••••••• I••• (registered 2026-09-03)
Form ADVobserved 7 days ago
Occurred
Dec 7, 2023
Advisor changed firm
J••• L••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-01-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:82356450-74e0-e7a9-31b3-687c4b9ef888
First observed: Jun 10, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.