DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• L•••••

A••••••••• I••••••••• S•••••••• I•••independent RIAHudson, Wi dual registrantIAPD 5172598

Feed of 09/14/2026

Also filed as John Gary Ladick

At current firm

0 y

since Sep 3, 2026

In the industry

16 y

since Jun 4, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• I••••••••• S•••••••• I••• independent RIA current
since Sep 3, 2026 · Green Bay, Wi
L•• F•••••••• L•• BD affiliated
Jan 9, 2024 to Mar 6, 2026 · Fort Mill, Sc
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
May 1, 2018 to Dec 7, 2023 · Fairfield, Ia
W••••••• F•••••••• S•••••••• I••• former
Dec 18, 2014 to Apr 30, 2018 · Oakdale, Mn
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 15, 2013 to Feb 21, 2014 · Lake Elmo, Mn
E••••• J•••• national BD
Jun 10, 2010 to Feb 20, 2013 · Maryland Heights, Mo

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to A••••••••• I••••••••• S•••••••• I•••
left Mar 6, 2026, registered Sep 3, 2026 (181 days) · Affiliated broker-dealer or bank to independent RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
left Dec 7, 2023, registered Jan 9, 2024 (33 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 30, 2018, registered May 1, 2018 (1 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Feb 21, 2014, registered Dec 18, 2014 (300 days) · Other
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Feb 20, 2013, registered Jul 15, 2013 (145 days) · Affiliated broker-dealer or bank to another

Signals

J••• L••••• left L•• F•••••••• L•• for A••••••••• I••••••••• S•••••••• I••• (registered 2026-09-03)
Mar 6, 2026 · Advisor changed firm · fact
J••• L••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-01-09)
Dec 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address