DFX Intelligence

N••••• D•••••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

N••••• D•••••• O••••••

Advisor at I••••••••• A••••••• N•••••• L••

••• Locked

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Search this name across graphsid dfx:ria:824705f1-61ed-a8ab-2840-52adc9806790

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 19, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••••• N•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• N•••••• L••	Independent wealth	Jan 15, 2020	n/a	yes	Asheville, NC\|Columbia, SC\|DALLAS, TX	Current employment
W••••• A•• C••••••• I•••	Former SEC adviser	Nov 22, 2017	Jan 10, 2020	no	ASHEVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• A•• C••••••• I•••	I••••••••• A••••••• N•••••• L••	Jan 10, 2020	Jan 15, 2020	5	Firm change	Other
A••••• P•••••• C••••••	W••••• A•• C••••••• I•••	May 11, 2017	Nov 22, 2017

Relationships

Registered with (4)

→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: current employment
Jan 15, 2020 to presentfactForm ADV
→ W••••• A•• C••••••• I•••Registered adviserregistration: previous registration
Nov 22, 2017 to Jan 10, 2020factForm ADV
→ A••••• P•••••• C••••••Registered adviserregistration: previous registration
Mar 29, 2017 to May 11, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:824705f1-61ed-a8ab-2840-52adc9806790
First observed: Nov 19, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.