DFX Intelligence

F•••••• S• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

F•••••• S• A••••

Advisor at T•• L••• W••••• G••••

WINTER GARDEN, FL

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Search this name across graphsid dfx:ria:8292b367-290b-57a0-4507-b7db318272b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 8, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• L••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• L••• W••••• G••••	Independent wealth	Jul 14, 2026	n/a	yes	WINTER GARDEN, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 12, 2025	Jul 14, 2026	no	NEW MILFORD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	T•• L••• W••••• G••••	Jul 14, 2026	Jul 14, 2026	0	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Dec 15, 2025	Dec 12, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:19616:NY:2021-02-16	Feb 16, 2021	Mar 22, 2021	MOUNT KISCO, NY	Firm change

Relationships

Registered with (5)

→ T•• L••• W••••• G••••Registered adviserregistration: current employment
Jul 14, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 12, 2025 to Jul 14, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 26, 2022 to Dec 15, 2025factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
F•••••• S• A•••• left L•• F•••••••• L•• for T•• L••• W••••• G•••• (registered 2026-07-14)
Form ADVobserved 7 days ago
Occurred
Dec 15, 2025
Advisor changed firm
F•••••• S• A•••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-12-12)
Form ADVobserved 7 days ago
Occurred
Apr 21, 2022
Advisor changed firm
F•••••• S• A•••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-05-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8292b367-290b-57a0-4507-b7db318272b5
First observed: Jul 8, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.