DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Francis St Amand

The Life Wealth Groupindependent RIAWinter Garden, Fldual registrantIAPD 6640635

Feed of 09/14/2026

Also filed as Francis St-Amand

At current firm

0 y

since Jul 14, 2026

In the industry

16 y

since Apr 1, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

The Life Wealth Group independent RIA current
since Jul 14, 2026 · Winter Garden, Fl
LPL Financial LLC BD affiliated
Dec 12, 2025 to Jul 14, 2026 · New Milford, Ct
Ameriprise Financial Services, LLC national BD
May 26, 2022 to Dec 15, 2025 · New Milford, Ct
Wells Fargo Advisors wirehouse
Mar 22, 2021 to Apr 21, 2022 · Melville, Ny
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 18, 2020 to Feb 16, 2021 · Armonk, Ny
Wells Fargo Advisors wirehouse
Jul 8, 2016 to Aug 31, 2020 · Danbury, Ct

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to The Life Wealth Group
left Jul 14, 2026, registered Jul 14, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
Ameriprise Financial Services, LLC to LPL Financial LLC
left Dec 15, 2025, registered Dec 12, 2025 (-3 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to Ameriprise Financial Services, LLC
left Apr 21, 2022, registered May 26, 2022 (35 days) · Wirehouse to affiliated broker-dealer or bank
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisors
left Feb 16, 2021, registered Mar 22, 2021 (34 days) · Wirehouse to wirehouse · moved with a team
Wells Fargo Advisors to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 31, 2020, registered Sep 18, 2020 (18 days) · Wirehouse to wirehouse

Signals

Francis St Amand left Lpl Financial Llc for The Life Wealth Group (registered 2026-07-14)
Jul 14, 2026 · Advisor changed firm · fact
Francis St Amand left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2025-12-12)
Dec 15, 2025 · Advisor changed firm · fact
Francis St Amand left Wells Fargo Advisors for Ameriprise Financial Services, Llc (registered 2022-05-26)
Apr 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address