DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)18 years in industry

BRENDA S DOZIER

Advisor at CETERA INVESTMENT ADVISERS LLC

SANDY SPRINGS, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:829dba7b-2bd1-c5aa-64e9-b2010fabb0e4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Sep 29, 2007
First registration: Apr 17, 2008
Dual registered: yes, broker-dealer
Other names: BRENDA S HINKLE|BRENDA SUE DOZIER|BRENDA S GONZALEZ
IAPD individual key: 5226643

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 23, 2023	n/a	yes	SANDY SPRINGS, GA	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jan 14, 2019	May 20, 2021	no	SANDY SPRINGS, GA	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Nov 8, 2013	Jan 10, 2019	no	MINNEAPOLIS, MN\|AUBURN, AL\|ATLANTA, GA\|SANDY SPRINGS, GA	Previous registration
BANCORPSOUTH INVESTMENT SERVICES, INC.	Former SEC adviser	Mar 1, 2010	Nov 8, 2013	no	MIRAMAR BEACH, FL\|SANTA ROSA BEACH, FL\|AUBURN, AL	Previous registration
FIRST LEGACY SECURITIES, LLC	n/a	Sep 30, 2008	Feb 18, 2010	no	AUBURN, AL\|MONTGOMERY, AL	Previous registration
SUNSET FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 17, 2008	Sep 26, 2008	no	AUBURN, AL\|MONTGOMERY, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	CETERA INVESTMENT ADVISERS LLC	May 20, 2021	Mar 23, 2023	672	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	SUMMIT FINANCIAL GROUP INC	Jan 10, 2019	Jan 14, 2019	4	Firm change	Ibd to ibd
BANCORPSOUTH INVESTMENT SERVICES, INC.	QUESTAR ASSET MANAGEMENT, INC.	Nov 8, 2013	Nov 8, 2013	0	Firm change	Other
FIRST LEGACY SECURITIES, LLC	BANCORPSOUTH INVESTMENT SERVICES, INC.	Feb 18, 2010	Mar 1, 2010	11	Firm change	Other
SUNSET FINANCIAL SERVICES, INC.	FIRST LEGACY SECURITIES, LLC	Sep 26, 2008	Sep 30, 2008	4	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 23, 2023 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jan 14, 2019 to May 20, 2021factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 8, 2013 to Jan 10, 2019factForm ADV
→ BANCORPSOUTH INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2010 to Nov 8, 2013factForm ADV
→ FIRST LEGACY SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 30, 2008 to Feb 18, 2010factForm ADV
→ SUNSET FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 17, 2008 to Sep 26, 2008factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 14, 2026
Brenda S Dozier added a TX registration at Cetera Investment Advisers Llc